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Hong Kong SFC licence holder APN838
WARHURST Paul Simon

Below are the institutions that were found associated with SFC licence holder APN838 on the SFC website.

Last updated: 2019-06-16 07:04:00

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Virtu ITG Hong Kong Limited RE Dealing in Securities 2016-01-11 2017-04-28
HSBC Securities Brokers (Asia) Limited RE Dealing in Securities 2014-06-03 2015-10-03
HSBC Securities Brokers (Asia) Limited RE Providing Automated Trading Services 2011-03-22 2013-06-15
HSBC Securities Brokers (Asia) Limited RE Dealing in Securities 2010-03-08 2013-06-15
Nomura Securities (Hong Kong) Limited RE Dealing in Securities 2008-11-26 2009-09-03
Nomura International (Hong Kong) Limited RE Dealing in Securities 2008-10-10 2009-09-03
Nomura International (Hong Kong) Limited RE Dealing in Futures Contracts 2008-10-10 2009-09-03
Lehman Brothers Securities Asia Limited RE Dealing in Securities 2007-09-04 2008-09-29
Lehman Brothers Asia Limited RE Dealing in Futures Contracts 2007-09-04 2008-09-29
Lehman Brothers Asia Limited RE Dealing in Securities 2007-09-04 2008-09-29

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