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Hong Kong SFC licence holder AOL264
WU Teh Sen, Raymond
吳德生

Below are the institutions that were found associated with SFC licence holder AOL264 on the SFC website.

Last updated: 2019-07-11 04:55:42

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Yuanta Securities (Hong Kong) Company Limited RO Advising on Securities 2013-03-12
Yuanta Securities (Hong Kong) Company Limited RE Asset Management 2013-01-10
Yuanta Securities (Hong Kong) Company Limited RO Dealing in Securities 2013-03-12
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Futures Contracts 2016-09-07
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Securities 2013-01-10 2013-03-12
Yuanta Securities (Hong Kong) Company Limited RE Advising on Securities 2013-01-10 2013-03-12
TC Concord Securities Limited RE Dealing in Securities 2011-07-18 2012-12-31
TC Concord Securities Limited RE Advising on Securities 2011-07-18 2012-12-31
TC Concord Asset Management Limited RE Asset Management 2011-08-29 2012-12-31
IBTS Asia (HK) Limited RO Advising on Securities 2010-08-09 2011-07-15
IBTS Asia (HK) Limited RO Dealing in Securities 2010-06-29 2011-07-15
IBTS Asia (HK) Limited RE Advising on Securities 2010-06-17 2010-08-09
IBTS Asia (HK) Limited RE Dealing in Securities 2010-06-17 2010-06-29
TC Concord Securities Limited RE Dealing in Securities 2009-03-10 2010-06-11
TC Concord Securities Limited RE Advising on Securities 2009-05-14 2010-06-11
KVB Kunlun Securities (HK) Limited RE Dealing in Securities 2008-07-09 2009-01-31
Beevest Securities Limited RE Advising on Securities 2007-06-28 2008-01-10
Beevest Securities Limited RO Dealing in Securities 2007-03-20 2008-01-10

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