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Hong Kong SFC licence holder ANZ992
LAU Nga Yee
劉雅儀

Below are the institutions that were found associated with SFC licence holder ANZ992 on the SFC website.

Last updated: 2019-06-15 04:34:59

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Chow Sang Sang Securities Limited RE Dealing in Securities 2007-06-14
Chow Sang Sang Futures Limited RE Dealing in Futures Contracts 2007-06-14
CITIC Securities Brokerage (HK) Limited RE Dealing in Securities 2007-05-16 2007-05-26
CITIC Securities Futures (HK) Limited RE Dealing in Futures Contracts 2007-05-16 2007-05-26
Funderstone Securities Limited RE Dealing in Securities 2006-11-13 2007-04-11
Funderstone Futures Limited RE Dealing in Futures Contracts 2006-11-13 2007-04-11

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