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Hong Kong SFC licence holder ANY227
CHEESEMAN Robert Ross

Below are the institutions that were found associated with SFC licence holder ANY227 on the SFC website.

Last updated: 2019-06-16 11:22:04

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Credit Suisse Securities (Hong Kong) Limited RO Dealing in Securities 2018-09-11
Credit Suisse (Hong Kong) Limited RO Dealing in Securities 2018-09-11
Credit Suisse (Hong Kong) Limited RO Dealing in Futures Contracts 2018-09-11
Credit Suisse (Hong Kong) Limited RE Dealing in Securities 2018-06-05 2018-09-11
Credit Suisse Securities (Hong Kong) Limited RE Dealing in Securities 2018-06-05 2018-09-11
Credit Suisse (Hong Kong) Limited RE Dealing in Futures Contracts 2018-06-05 2018-09-11
Morgan Stanley Hong Kong Securities Limited RE Dealing in Futures Contracts 2012-06-13 2018-01-08
Morgan Stanley Asia Limited RE Dealing in Securities 2012-06-13 2018-01-08
Morgan Stanley Hong Kong Securities Limited RE Providing Automated Trading Services 2013-07-24 2018-01-08
Morgan Stanley Hong Kong Securities Limited RE Dealing in Securities 2012-06-13 2018-01-08
Morgan Stanley Asia Limited RE Providing Automated Trading Services 2012-06-13 2013-07-24
Goldman Sachs (Asia) Securities Limited RE Dealing in Securities 2006-09-19 2012-03-16
Goldman Sachs (Asia) L.L.C. RE Dealing in Securities 2006-09-19 2012-03-16
Goldman Sachs Futures (Asia) Limited RE Dealing in Futures Contracts 2006-09-19 2012-03-16

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