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Hong Kong SFC licence holder AFZ615
YU Lai Man, Tonnie

Below are the institutions that were found associated with SFC licence holder AFZ615 on the SFC website.

Last updated: 2019-08-22T00:47:47+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
AFG549 RE Dealing in Securities 2019-04-30
AFG549 RE Advising on Securities 2019-04-30
AXR954 RO Advising on Futures Contracts 2015-05-13 2017-11-12
ASC577 RO Dealing in Securities 2015-01-07 2017-11-12
AXR954 RO Dealing in Futures Contracts 2015-01-07 2017-11-12
AXR954 RE Advising on Futures Contracts 2014-10-14 2015-05-13
ASC577 RE Dealing in Securities 2014-10-14 2015-01-07
AXR954 RE Dealing in Futures Contracts 2014-10-14 2015-01-07
AAJ433 RO Advising on Futures Contracts 2012-10-10 2014-09-13
AAJ433 RO Dealing in Futures Contracts 2012-03-21 2014-09-13
AAD002 RO Dealing in Securities 2011-12-19 2014-09-13
AAJ433 RE Dealing in Futures Contracts 2011-10-18 2012-03-21
AAD002 RE Dealing in Securities 2011-10-18 2011-12-19
AAF557 RE Dealing in Futures Contracts 2005-11-18 2011-10-01
AAF532 RO Dealing in Securities 2003-12-19 2011-10-01
ACU029 RO Securities Margin Financing 2003-04-01 2005-03-31
AAF532 RO Providing Automated Trading Services 2003-12-19 2004-02-19

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