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Hong Kong SFC licence holder AFH192
CHUI Chi-sun
徐志真

Below are the institutions that were found associated with SFC licence holder AFH192 on the SFC website.

Last updated: 2019-06-16 08:45:31

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
SG Securities (HK) Limited RE Dealing in Futures Contracts 2013-08-02 2014-02-28
SG Securities (HK) Limited RE Providing Automated Trading Services 2013-08-02 2014-02-28
SG Securities (HK) Limited RE Dealing in Securities 2013-08-02 2014-02-28
HSBC Securities Brokers (Asia) Limited RE Dealing in Securities 2010-04-12 2012-03-28
Nomura International (Hong Kong) Limited RE Dealing in Futures Contracts 2008-10-10 2009-10-10
Nomura Securities (Hong Kong) Limited RE Dealing in Securities 2008-12-15 2009-10-10
Nomura International (Hong Kong) Limited RE Dealing in Securities 2008-10-10 2009-10-10
Nomura Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2008-12-15 2009-10-10
Lehman Brothers Asia Limited RE Dealing in Futures Contracts 2008-07-02 2008-09-29
Lehman Brothers Asia Limited RE Dealing in Securities 2008-07-02 2008-09-29
Bear Stearns Asia Limited RE Dealing in Securities 2006-09-29 2008-04-22
Bear Stearns Asia Limited RE Dealing in Futures Contracts 2006-09-29 2008-04-22
Deutsche Securities Asia Limited RE Dealing in Securities 2004-07-16 2005-08-30
Deutsche Securities Asia Limited RE Dealing in Futures Contracts 2004-07-16 2005-08-30
Goldman Sachs Futures (Asia) Limited RE Advising on Futures Contracts 2003-04-01 2004-06-19
Goldman Sachs (Asia) L.L.C. RE Dealing in Securities 2003-04-01 2004-06-19
Goldman Sachs Futures (Asia) Limited RE Dealing in Futures Contracts 2003-04-01 2004-06-19
Goldman Sachs Futures (Asia) Limited RE Asset Management 2003-04-01 2004-06-19
Goldman Sachs (Asia) Securities Limited RE Asset Management 2003-04-01 2004-06-19
Goldman Sachs (Asia) L.L.C. RE Asset Management 2003-04-01 2004-06-19
Goldman Sachs (Asia) L.L.C. RE Advising on Securities 2003-04-01 2004-06-19
Goldman Sachs (Asia) Securities Limited RE Advising on Securities 2003-04-01 2004-06-19
Goldman Sachs (Asia) Securities Limited RE Advising on Corporate Finance 2003-04-01 2004-06-19
Goldman Sachs (Asia) L.L.C. RE Advising on Corporate Finance 2003-04-01 2004-06-19
Goldman Sachs (Asia) Securities Limited RE Dealing in Securities 2003-04-01 2004-06-19

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