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Hong Kong SFC licence holder AFH090
SHARMA Vikas

Below are the institutions that were found associated with SFC licence holder AFH090 on the SFC website.

Last updated: 2019-05-20 17:45:21

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Nomura International (Hong Kong) Limited RO Dealing in Securities 2018-02-23
Nomura International (Hong Kong) Limited RO Dealing in Futures Contracts 2018-02-23
Nomura International (Hong Kong) Limited RO Advising on Securities 2018-02-23
Nomura International (Hong Kong) Limited RO Advising on Corporate Finance 2018-02-23
Nomura International (Hong Kong) Limited RO Advising on Futures Contracts 2018-02-23
Nomura International (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2018-02-23
Nomura International (Hong Kong) Limited RE Advising on Securities 2003-04-01 2018-02-23
Nomura International (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2018-02-23
Nomura International (Hong Kong) Limited RE Advising on Futures Contracts 2017-12-01 2018-02-23
Nomura International (Hong Kong) Limited RE Dealing in Futures Contracts 2017-12-01 2018-02-23
Nomura International (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-23

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