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Hong Kong SFC licence holder AFF121
LEE Siu Yuen
李紹遠

Below are the institutions that were found associated with SFC licence holder AFF121 on the SFC website.

Last updated: 2019-05-20 08:35:58

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Shenwan Hongyuan Securities (H.K.) Limited RE Dealing in Securities 2015-10-02 2015-11-02
Shenwan Hongyuan Securities (H.K.) Limited RE Dealing in Securities 2011-01-11 2013-04-12
Tai Shing Stock Investment Co. Limited RE Dealing in Securities 2003-04-01 2011-01-02
Tai Shing Stock Investment Co. Limited RE Advising on Securities 2003-04-01 2005-04-08
Tai Shing Stock Investment Co. Limited RE Asset Management 2003-04-01 2003-09-01
Tai Shing Stock Investment Co. Limited RE Advising on Corporate Finance 2003-04-01 2003-09-01

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