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Hong Kong SFC licence holder AEN025
LAM Wai Ching
林惠貞

Below are the institutions that were found associated with SFC licence holder AEN025 on the SFC website.

Last updated: 2019-08-22T04:45:17+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
AYE823 RE Dealing in Securities 2014-08-18
ABQ722 RE Dealing in Securities 2014-02-13 2014-08-12
ACX411 RE Dealing in Securities 2010-03-10 2014-01-16
AAG460 RE Dealing in Securities 2008-02-29 2010-03-04
AAZ038 RE Dealing in Futures Contracts 2008-02-29 2010-03-04
APJ121 RE Dealing in Futures Contracts 2007-09-12 2008-02-17
APJ121 RE Dealing in Securities 2007-09-12 2008-02-17
AFE334 RE Dealing in Futures Contracts 2006-02-01 2008-02-17
AFE334 RE Dealing in Securities 2006-02-01 2008-02-17
ACP065 RE Dealing in Securities 2003-07-09 2006-01-25
AHD071 RE Dealing in Futures Contracts 2003-07-09 2006-01-25
ABL789 RE Dealing in Securities 2003-04-01 2003-07-07
AAZ082 RE Dealing in Futures Contracts 2003-04-01 2003-07-07
AAZ082 RE Asset Management 2003-04-01 2003-07-04
ABL789 RE Asset Management 2003-04-01 2003-07-04
ABL789 RE Providing Automated Trading Services 2003-04-01 2003-07-04
ABL789 RE Advising on Corporate Finance 2003-04-01 2003-07-04
ABL789 RE Advising on Securities 2003-04-01 2003-07-04
AAZ082 RE Advising on Futures Contracts 2003-04-01 2003-07-04

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