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Hong Kong SFC licence holder AEJ691
CHENG Andes
鄭安達

Below are the institutions that were found associated with SFC licence holder AEJ691 on the SFC website.

Last updated: 2019-05-18 01:32:48

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Great Roc Capital Securities Limited RO Advising on Securities 2019-05-10
Great Roc Capital Securities Limited RE Dealing in Securities 2016-10-04
Great Roc Capital Securities Limited RE Advising on Securities 2017-01-09 2019-05-10
SBI China Capital Financial Services Limited RE Dealing in Securities 2010-12-03 2016-08-31
SBI China Capital Securities Limited RE Dealing in Securities 2010-12-03 2011-09-30
Kim Eng Securities (Hong Kong) Limited RE Dealing in Securities 2010-10-25 2010-12-01
China Everbright Securities (HK) Limited RE Dealing in Securities 2009-06-17 2010-10-22
SBI China Capital Commodities Limited RE Dealing in Futures Contracts 2008-11-18 2009-06-01
SBI China Capital Securities Limited RE Dealing in Securities 2008-11-18 2009-06-01
SBI China Capital Financial Services Limited RE Dealing in Securities 2008-11-18 2009-06-01
SBI China Capital Securities Limited RE Advising on Securities 2006-11-23 2008-11-18
SBI China Capital Financial Services Limited RE Advising on Securities 2008-09-23 2008-11-18
South China Research Limited RE Advising on Securities 2005-03-16 2006-11-21
Shun Loong Securities Company Limited RE Dealing in Securities 2003-04-01 2005-03-02
Shun Loong Securities Company Limited RE Providing Automated Trading Services 2003-04-01 2004-05-20
Shun Loong Securities Company Limited RE Asset Management 2003-04-01 2004-05-20
Shun Loong Securities Company Limited RE Advising on Securities 2003-04-01 2004-05-20
Shun Loong Securities Company Limited RE Advising on Corporate Finance 2003-04-01 2004-05-20

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