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Hong Kong SFC licence holder AED732
SUM Ming Kit
沈明傑

Below are the institutions that were found associated with SFC licence holder AED732 on the SFC website.

Last updated: 2019-06-10 16:17:16

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Fulbright Securities Limited RE Dealing in Securities 2014-01-17
CSC Securities (HK) Limited RE Dealing in Securities 2009-05-05 2011-10-31
Metro Capital Securities Limited RE Dealing in Securities 2008-09-10 2009-05-01
Anue Securities Limited RE Dealing in Securities 2007-06-21 2008-08-22
Hou Tak Securities Limited RE Dealing in Securities 2006-09-18 2007-06-08
Corporate Brokers Limited RE Dealing in Securities 2004-03-30 2006-09-11
TC Concord Securities Limited RE Dealing in Securities 2003-11-18 2004-03-26
Corporate Brokers Limited RE Dealing in Securities 2003-08-21 2003-11-17
Chow Sang Sang Securities Limited RE Dealing in Securities 2003-04-01 2003-06-16
Chow Sang Sang Securities (HK) Limited RE Dealing in Securities 2003-04-01 2003-06-16
Chow Sang Sang Securities Limited RE Asset Management 2003-04-01 2003-06-16
Chow Sang Sang Securities (HK) Limited RE Asset Management 2003-04-01 2003-06-16
Chow Sang Sang Securities Limited RE Advising on Securities 2003-04-01 2003-06-16
Chow Sang Sang Securities (HK) Limited RE Advising on Securities 2003-04-01 2003-06-16
Chow Sang Sang Securities (HK) Limited RE Advising on Corporate Finance 2003-04-01 2003-06-16
Chow Sang Sang Securities Limited RE Advising on Corporate Finance 2003-04-01 2003-06-16
Chow Sang Sang Securities Limited RE Providing Automated Trading Services 2003-04-01 2003-06-16
Chow Sang Sang Securities (HK) Limited RE Providing Automated Trading Services 2003-04-01 2003-06-16

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