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Hong Kong SFC licence holder AED172
SIMON Saputra
沈健偉

Below are the institutions that were found associated with SFC licence holder AED172 on the SFC website.

Last updated: 2019-08-22T06:31:36+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
AAW261 RE Dealing in Securities 2013-10-04
AHY424 RE Dealing in Futures Contracts 2013-10-04
AAW261 RE Advising on Securities 2013-10-04
AAI650 RE Advising on Securities 2013-06-04 2013-10-01
AAI650 RE Dealing in Securities 2011-10-19 2013-10-01
AHY424 RE Dealing in Futures Contracts 2009-09-25 2011-09-23
AAW261 RE Dealing in Securities 2003-08-18 2011-09-23
AAF532 RE Advising on Corporate Finance 2003-04-01 2003-08-11
AAF532 RE Asset Management 2003-04-01 2003-08-11
AAF532 RE Advising on Securities 2003-04-01 2003-08-11
AAF532 RE Dealing in Securities 2003-04-01 2003-08-11
AAF532 RE Providing Automated Trading Services 2003-04-01 2003-08-11

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