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Hong Kong SFC licence holder AED172
SIMON Saputra
沈健偉

Below are the institutions that were found associated with SFC licence holder AED172 on the SFC website.

Last updated: 2019-06-16 05:00:56

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
UOB Kay Hian (Hong Kong) Limited RE Dealing in Securities 2013-10-04
UOB Kay Hian (Hong Kong) Limited RE Advising on Securities 2013-10-04
UOB Kay Hian Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2013-10-04
China Merchants Securities (HK) Co., Limited RE Advising on Securities 2013-06-04 2013-10-01
China Merchants Securities (HK) Co., Limited RE Dealing in Securities 2011-10-19 2013-10-01
UOB Kay Hian (Hong Kong) Limited RE Dealing in Securities 2003-08-18 2011-09-23
UOB Kay Hian Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2009-09-25 2011-09-23
Celestial Securities Limited RE Providing Automated Trading Services 2003-04-01 2003-08-11
Celestial Securities Limited RE Asset Management 2003-04-01 2003-08-11
Celestial Securities Limited RE Advising on Securities 2003-04-01 2003-08-11
Celestial Securities Limited RE Advising on Corporate Finance 2003-04-01 2003-08-11
Celestial Securities Limited RE Dealing in Securities 2003-04-01 2003-08-11

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