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Hong Kong SFC licence holder ADW206
LAW Sheung Pui
羅尚沛

Below are the institutions that were found associated with SFC licence holder ADW206 on the SFC website.

Last updated: 2019-06-16 02:32:45

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited RE Dealing in Futures Contracts 2013-12-09
China Galaxy International Securities (Hong Kong) Co., Limited RE Dealing in Securities 2012-01-09
Glory Sun Securities Limited RE Dealing in Securities 2011-11-15 2012-01-01
CIS Securities Asset Management Limited RE Dealing in Futures Contracts 2011-02-28 2011-10-03
CIS Securities Asset Management Limited RE Dealing in Securities 2011-02-28 2011-10-03
Celestial Securities Limited RE Dealing in Securities 2006-09-25 2011-02-22
Celestial Commodities Limited RE Dealing in Futures Contracts 2009-07-27 2011-02-22
CASH Asset Management Limited RE Asset Management 2009-05-21 2011-02-22
BOCOM International Holdings Company Limited RE Advising on Securities 2005-06-28 2006-08-20
Shenwan Hongyuan Research (H.K.) Limited RO Advising on Securities 2005-03-10 2005-06-23
Shenwan Hongyuan Research (H.K.) Limited RE Advising on Securities 2005-02-07 2005-03-10
Shenwan Hongyuan Research (H.K.) Limited RO Advising on Securities 2004-07-06 2005-02-07
Shenwan Hongyuan Research (H.K.) Limited RE Advising on Securities 2003-04-01 2004-07-06
Shenwan Hongyuan Research (H.K.) Limited RE Advising on Corporate Finance 2003-04-01 2004-04-02

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