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Hong Kong SFC licence holder ADS214
HO Chi Ho, Aaron

Below are the institutions that were found associated with SFC licence holder ADS214 on the SFC website.

Last updated: 2019-08-22T05:16:12+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
ARP670 RO Advising on Securities 2010-12-23
ARP670 RO Dealing in Securities 2010-12-23
AAJ095 RE Dealing in Futures Contracts 2010-12-23
AAJ095 RE Advising on Futures Contracts 2010-12-23
AAP057 RO Advising on Securities 2010-08-26
ARU623 RO Asset Management 2009-11-03
ARU623 RO Advising on Securities 2009-11-03
AAP057 RO Dealing in Securities 2008-06-17
AAP057 RE Advising on Securities 2009-09-14 2010-08-26
AAP057 RE Dealing in Securities 2008-06-10 2008-06-17
AIN695 RO Dealing in Securities 2007-04-02 2008-04-26
AIN695 RE Dealing in Securities 2007-03-15 2007-04-02
ACF696 RE Dealing in Futures Contracts 2006-04-11 2007-01-31
ACF696 RE Dealing in Securities 2005-10-17 2007-01-31
AAG378 RE Dealing in Securities 2003-04-01 2005-09-30
AAG378 RE Asset Management 2003-04-01 2005-02-21
AAG378 RE Advising on Corporate Finance 2003-04-01 2005-02-21
AAG378 RE Advising on Securities 2003-04-01 2005-02-21

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