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Hong Kong SFC licence holder ADS214
HO Chi Ho, Aaron
何志豪

Below are the institutions that were found associated with SFC licence holder ADS214 on the SFC website.

Last updated: 2019-06-16 10:24:00

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Emperor Securities Limited RO Dealing in Securities 2008-06-17
Emperor Wealth Management Limited RO Dealing in Securities 2010-12-23
Emperor Futures Limited RE Dealing in Futures Contracts 2010-12-23
Emperor Asset Management Limited RO Asset Management 2009-11-03
Emperor Asset Management Limited RO Advising on Securities 2009-11-03
Emperor Securities Limited RO Advising on Securities 2010-08-26
Emperor Wealth Management Limited RO Advising on Securities 2010-12-23
Emperor Futures Limited RE Advising on Futures Contracts 2010-12-23
Emperor Securities Limited RE Advising on Securities 2009-09-14 2010-08-26
Emperor Securities Limited RE Dealing in Securities 2008-06-10 2008-06-17
Partners Capital Securities Limited RO Dealing in Securities 2007-04-02 2008-04-26
Partners Capital Securities Limited RE Dealing in Securities 2007-03-15 2007-04-02
TIS Securities (HK) Limited RE Dealing in Futures Contracts 2006-04-11 2007-01-31
TIS Securities (HK) Limited RE Dealing in Securities 2005-10-17 2007-01-31
Luen Fat Securities Company Limited RE Dealing in Securities 2003-04-01 2005-09-30
Luen Fat Securities Company Limited RE Asset Management 2003-04-01 2005-02-21
Luen Fat Securities Company Limited RE Advising on Securities 2003-04-01 2005-02-21
Luen Fat Securities Company Limited RE Advising on Corporate Finance 2003-04-01 2005-02-21

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