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Hong Kong SFC licence holder ADB026
WONG Nam Fu, Andy
黃南富

Below are the institutions that were found associated with SFC licence holder ADB026 on the SFC website.

Last updated: 2019-05-19 02:10:32

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Max Giant Limited RO Asset Management 2018-09-12
Max Giant Limited RO Advising on Securities 2019-02-26
Max Giant Limited RE Asset Management 2018-07-06 2018-09-12
China Everbright Securities (HK) Limited RO Advising on Securities 2018-05-15 2018-06-08
Sun Hung Kai Investment Services Limited RO Dealing in Securities 2017-11-23 2018-06-08
China Everbright Forex & Futures (HK) Limited RO Dealing in Futures Contracts 2015-05-11 2018-06-08
Sun Hung Kai Commodities Limited RO Dealing in Futures Contracts 2017-11-23 2018-06-08
Sun Hung Kai Investment Services Limited RO Advising on Securities 2018-05-15 2018-06-08
China Everbright Securities (HK) Limited RO Dealing in Securities 2015-05-11 2018-06-08
China Everbright Forex & Futures (HK) Limited RE Dealing in Futures Contracts 2011-05-19 2015-05-11
China Everbright Securities (HK) Limited RE Dealing in Securities 2014-09-05 2015-05-11
China Everbright Securities (HK) Limited RO Dealing in Securities 2011-10-04 2014-09-05
China Everbright Securities (HK) Limited RE Dealing in Securities 2011-05-19 2011-10-04
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2010-12-06 2011-03-28
KGI Asia Limited RE Dealing in Securities 2010-12-06 2011-03-28
Nomura Securities (Hong Kong) Limited RE Dealing in Securities 2004-11-29 2009-05-14
Nomura International (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2009-05-14
Nomura International (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2009-05-14
Nomura Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2009-05-14
Nomura International (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-11-23
Nomura International (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-23
Nomura Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-11-23
Nomura Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-23
Nomura International (Hong Kong) Limited RE Advising on Securities 2003-04-01 2004-11-23
Nomura International (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-11-23

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