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Hong Kong SFC licence holder ACB834
TURCOTTE III Vincent Joseph

Below are the institutions that were found associated with SFC licence holder ACB834 on the SFC website.

Last updated: 2019-05-21 00:37:40

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Nomura International (Hong Kong) Limited RO Dealing in Futures Contracts 2013-09-05 2014-09-27
Nomura International (Hong Kong) Limited RE Dealing in Securities 2011-05-04 2014-09-27
Nomura International (Hong Kong) Limited RE Dealing in Futures Contracts 2011-05-04 2013-09-05
Newedge Broker Hong Kong Limited RO Dealing in Futures Contracts 2005-10-20 2011-01-31
SG Asset Finance (Hong Kong) Limited RO Dealing in Futures Contracts 2005-10-20 2011-01-31
SG Asset Finance (Hong Kong) Limited RO Dealing in Securities 2010-09-15 2011-01-31
SG Asset Finance (Hong Kong) Limited RE Dealing in Securities 2010-02-09 2010-09-15
Newedge Broker Limited RO Dealing in Futures Contracts 2008-08-29 2009-07-31
SG Asset Finance (Hong Kong) Limited RE Dealing in Futures Contracts 2005-08-05 2005-10-20
Newedge Broker Hong Kong Limited RE Dealing in Futures Contracts 2005-08-05 2005-10-20

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