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Hong Kong SFC licence holder ABS401
CHOW Yan Kin
周欣鍵

Below are the institutions that were found associated with SFC licence holder ABS401 on the SFC website.

Last updated: 2019-06-15 00:49:02

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2010-09-16
KGI Asia Limited RE Dealing in Securities 2017-10-03
KGI Asia Limited RE Dealing in Securities 2009-06-08 2017-10-02
Chow Sang Sang Securities Limited RE Dealing in Securities 2007-08-21 2009-06-01
Goldride Securities Limited RE Dealing in Securities 2003-04-01 2007-07-31
Goldride Securities Limited RE Asset Management 2003-04-01 2004-04-14
Goldride Securities Limited RE Advising on Securities 2003-04-01 2004-04-14
Goldride Securities Limited RE Advising on Corporate Finance 2003-04-01 2004-04-14
Goldride Securities Limited RE Providing Automated Trading Services 2003-04-01 2004-04-14

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