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Hong Kong SFC licence holder ABS262
KWAN Lok Sing
關樂聲

Below are the institutions that were found associated with SFC licence holder ABS262 on the SFC website.

Last updated: 2019-06-16 03:30:12

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HongDa Securities Limited RO Dealing in Securities 2019-01-07
CMB International Securities Limited RO Dealing in Securities 2011-05-19 2018-05-29
CMB International Securities Limited RE Dealing in Securities 2010-09-24 2011-05-19
CMB International Capital Holdings Corporation Limited RE Dealing in Securities 2009-07-13 2010-11-16
BOCI Securities Limited RE Dealing in Securities 2008-01-04 2009-07-08
Shenwan Hongyuan Securities (H.K.) Limited RE Dealing in Securities 2007-07-03 2007-12-19
Guotai Junan Securities (Hong Kong) Limited RE Dealing in Securities 2007-05-02 2007-06-23
Lehin Securities Limited RE Dealing in Securities 2007-02-09 2007-04-13
CGS-CIMB Securities (Hong Kong) Limited RE Dealing in Securities 2006-10-16 2006-10-25
Instinet Alpha Trading Limited RE Providing Automated Trading Services 2003-04-01 2006-09-11
Instinet Alpha Trading Limited RE Dealing in Securities 2003-04-01 2006-09-11
Instinet Pacific Limited RE Dealing in Securities 2003-04-01 2006-09-11
Instinet Pacific Limited RE Advising on Securities 2003-04-01 2006-09-11
Instinet Alpha Trading Limited RE Advising on Securities 2003-04-01 2006-09-11
Instinet Pacific Limited RE Providing Automated Trading Services 2003-04-01 2006-09-11
Instinet Pacific Limited RE Advising on Corporate Finance 2003-04-01 2004-06-07
Instinet Alpha Trading Limited RE Asset Management 2003-04-01 2004-06-07
Instinet Alpha Trading Limited RE Advising on Corporate Finance 2003-04-01 2004-06-07
Instinet Pacific Limited RE Asset Management 2003-04-01 2004-06-07

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