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Hong Kong SFC licence holder ABS262
KWAN Lok Sing
關樂聲

Below are the institutions that were found associated with SFC licence holder ABS262 on the SFC website.

Last updated: 2019-08-22T12:05:39+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
BNJ582 RO Dealing in Securities 2019-01-07
AUZ441 RO Dealing in Securities 2011-05-19 2018-05-29
AUZ441 RE Dealing in Securities 2010-09-24 2011-05-19
AJB801 RE Dealing in Securities 2009-07-13 2010-11-16
AAC298 RE Dealing in Securities 2008-01-04 2009-07-08
AAC927 RE Dealing in Securities 2007-07-03 2007-12-19
ABY236 RE Dealing in Securities 2007-05-02 2007-06-23
AAU941 RE Dealing in Securities 2007-02-09 2007-04-13
AAW351 RE Dealing in Securities 2006-10-16 2006-10-25
ABB038 RE Advising on Securities 2003-04-01 2006-09-11
ABP250 RE Providing Automated Trading Services 2003-04-01 2006-09-11
ABB038 RE Providing Automated Trading Services 2003-04-01 2006-09-11
ABP250 RE Dealing in Securities 2003-04-01 2006-09-11
ABP250 RE Advising on Securities 2003-04-01 2006-09-11
ABB038 RE Dealing in Securities 2003-04-01 2006-09-11
ABB038 RE Advising on Corporate Finance 2003-04-01 2004-06-07
ABP250 RE Advising on Corporate Finance 2003-04-01 2004-06-07
ABB038 RE Asset Management 2003-04-01 2004-06-07
ABP250 RE Asset Management 2003-04-01 2004-06-07

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