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Hong Kong SFC licence holder ABR234
PUN Tit Shan
潘鐵珊

Below are the institutions that were found associated with SFC licence holder ABR234 on the SFC website.

Last updated: 2019-07-11 03:19:02

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
TC Concord Asset Management Limited RO Asset Management 2018-03-28
TC Concord Securities Limited RO Dealing in Futures Contracts 2018-10-16
TC Concord Asset Management Limited RO Advising on Securities 2018-03-28
TC Concord Securities Limited RO Advising on Securities 2018-03-28
TC Concord Securities Limited RO Dealing in Securities 2018-10-16
Asia Wealth Securities Limited RO Dealing in Securities 2016-08-09 2018-01-29
Astrum Capital Management Limited RE Dealing in Securities 2015-10-30 2016-07-31
Astrum Capital Management Limited RE Asset Management 2015-10-30 2016-07-31
Astrum Capital Management Limited RE Dealing in Futures Contracts 2015-10-30 2016-07-31
Haitong International Futures Limited RO Advising on Futures Contracts 2008-05-05 2015-09-15
Haitong International Securities Company Limited RO Dealing in Securities 2008-01-29 2015-09-15
Haitong International Futures Limited RO Dealing in Futures Contracts 2008-01-29 2015-09-15
Haitong International Asset Management Limited RE Asset Management 2012-05-21 2015-09-15
iBest Consultants Limited RO Asset Management 2015-01-14 2015-09-15
Haitong International Securities Company Limited RO Advising on Securities 2008-01-29 2015-09-15
Haitong International Asset Management Limited RO Advising on Futures Contracts 2008-10-16 2014-03-24
Haitong International Securities Company Limited RE Advising on Securities 2008-01-10 2008-01-29
Haitong International Futures Limited RE Dealing in Futures Contracts 2008-01-10 2008-01-29
Haitong International Securities Company Limited RE Dealing in Securities 2008-01-10 2008-01-29
Southwest Securities (HK) Brokerage Limited RO Dealing in Securities 2003-04-01 2008-01-01
Southwest Securities (HK) Asset Management Limited RO Advising on Securities 2004-09-21 2008-01-01
Southwest Securities (HK) Futures Limited RO Dealing in Futures Contracts 2003-04-01 2008-01-01

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