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Hong Kong SFC licence holder ABN706
LI Yan Huen

Below are the institutions that were found associated with SFC licence holder ABN706 on the SFC website.

Last updated: 2019-08-22T04:14:54+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
AAI119 RE Dealing in Futures Contracts 2005-10-31 2007-06-16
AAI119 RE Advising on Futures Contracts 2005-10-31 2007-06-16
ACU522 RE Dealing in Futures Contracts 2004-11-19 2005-03-03
ACU526 RE Dealing in Securities 2004-11-19 2005-03-03
ABF920 RE Dealing in Securities 2004-10-12 2004-11-08
ABJ810 RE Dealing in Futures Contracts 2004-10-12 2004-11-08
AHH123 RE Dealing in Securities 2003-12-24 2004-08-16
AEJ732 RE Dealing in Futures Contracts 2003-12-24 2004-08-16

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