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Hong Kong SFC licence holder ABN692
LOH Yiu Fai
陸耀輝

Below are the institutions that were found associated with SFC licence holder ABN692 on the SFC website.

Last updated: 2019-08-22T04:04:09+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
AFN604 RE Advising on Securities 2019-06-28
AFN604 RE Dealing in Futures Contracts 2019-06-28
AFN604 RE Asset Management 2019-06-28
AFN604 RE Advising on Futures Contracts 2019-06-28
AFN604 RE Dealing in Securities 2019-06-28
AAZ165 RE Dealing in Securities 2012-10-24 2013-03-04
AEL202 RE Dealing in Securities 2012-09-06 2012-10-17
ACN418 RE Dealing in Futures Contracts 2012-09-06 2012-10-17
ADW991 RE Dealing in Futures Contracts 2012-03-05 2012-07-24
ADU347 RE Dealing in Securities 2012-03-05 2012-07-24
ADU347 RE Advising on Securities 2012-03-05 2012-07-24
ACP459 RE Dealing in Securities 2009-06-11 2012-02-22
ACP459 RE Advising on Securities 2009-06-11 2012-02-22
AGM384 RE Advising on Securities 2009-05-06 2009-05-29
AFN604 RE Dealing in Securities 2009-05-06 2009-05-29
ADU220 RO Advising on Securities 2007-05-07 2008-10-25
AMF103 RE Dealing in Futures Contracts 2007-03-12 2008-10-25
ADU220 RE Dealing in Securities 2007-03-12 2008-10-25
ADU220 RE Advising on Securities 2007-03-12 2007-05-07
ABO154 RO Advising on Securities 2005-11-17 2007-02-17
ABO154 RO Dealing in Securities 2005-09-22 2007-02-17
ABS831 RE Dealing in Futures Contracts 2004-11-05 2007-02-17
ABO154 RE Dealing in Securities 2004-11-05 2005-09-22
ACZ309 RE Dealing in Securities 2003-11-12 2004-10-17
AAX444 RE Dealing in Futures Contracts 2003-11-12 2004-10-17
ACZ309 RE Advising on Securities 2003-11-12 2004-08-19
AAX444 RE Advising on Futures Contracts 2003-11-12 2004-08-19
ACZ309 RE Providing Automated Trading Services 2003-11-12 2004-08-19
AAF532 RE Dealing in Securities 2003-04-01 2003-05-31
ACU029 RE Securities Margin Financing 2003-04-01 2003-05-31
AAF557 RE Asset Management 2003-04-01 2003-05-31
AAF557 RE Providing Automated Trading Services 2003-04-01 2003-05-31
AAF557 RE Advising on Futures Contracts 2003-04-01 2003-05-31
AAF557 RE Dealing in Futures Contracts 2003-04-01 2003-05-31
AAF532 RE Asset Management 2003-04-01 2003-05-31
AAF532 RE Providing Automated Trading Services 2003-04-01 2003-05-31
AAF532 RE Advising on Corporate Finance 2003-04-01 2003-05-31
AAF532 RE Advising on Securities 2003-04-01 2003-05-31

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