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Hong Kong SFC licence holder ABN692
LOH Yiu Fai
陸耀輝

Below are the institutions that were found associated with SFC licence holder ABN692 on the SFC website.

Last updated: 2019-06-16 00:43:42

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Public Securities Limited RE Dealing in Securities 2012-10-24 2013-03-04
Cinda International Futures Limited RE Dealing in Futures Contracts 2012-09-06 2012-10-17
Cinda International Securities Limited RE Dealing in Securities 2012-09-06 2012-10-17
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2012-03-05 2012-07-24
KGI Asia Limited RE Advising on Securities 2012-03-05 2012-07-24
KGI Asia Limited RE Dealing in Securities 2012-03-05 2012-07-24
President Securities (Hong Kong) Limited RE Advising on Securities 2009-06-11 2012-02-22
President Securities (Hong Kong) Limited RE Dealing in Securities 2009-06-11 2012-02-22
Friedmann Pacific Asset Management (Hong Kong) Limited RE Advising on Securities 2009-05-06 2009-05-29
Sino-Rich Securities & Futures Limited RE Dealing in Securities 2009-05-06 2009-05-29
RHB Securities Hong Kong Limited RE Dealing in Securities 2007-03-12 2008-10-25
RHB Futures Hong Kong Limited RE Dealing in Futures Contracts 2007-03-12 2008-10-25
RHB Securities Hong Kong Limited RO Advising on Securities 2007-05-07 2008-10-25
RHB Securities Hong Kong Limited RE Advising on Securities 2007-03-12 2007-05-07
Piper Jaffray Asia Securities Limited RO Dealing in Securities 2005-09-22 2007-02-17
Piper Jaffray Asia Futures Limited RE Dealing in Futures Contracts 2004-11-05 2007-02-17
Piper Jaffray Asia Securities Limited RO Advising on Securities 2005-11-17 2007-02-17
Piper Jaffray Asia Securities Limited RE Dealing in Securities 2004-11-05 2005-09-22
Shun Loong Futures Limited RE Dealing in Futures Contracts 2003-11-12 2004-10-17
Shun Loong Securities Company Limited RE Dealing in Securities 2003-11-12 2004-10-17
Shun Loong Securities Company Limited RE Advising on Securities 2003-11-12 2004-08-19
Shun Loong Futures Limited RE Advising on Futures Contracts 2003-11-12 2004-08-19
Shun Loong Securities Company Limited RE Providing Automated Trading Services 2003-11-12 2004-08-19
Celestial Finance Limited RE Securities Margin Financing 2003-04-01 2003-05-31
Celestial Commodities Limited RE Dealing in Futures Contracts 2003-04-01 2003-05-31
Celestial Commodities Limited RE Asset Management 2003-04-01 2003-05-31
Celestial Securities Limited RE Asset Management 2003-04-01 2003-05-31
Celestial Securities Limited RE Advising on Securities 2003-04-01 2003-05-31
Celestial Securities Limited RE Advising on Corporate Finance 2003-04-01 2003-05-31
Celestial Securities Limited RE Providing Automated Trading Services 2003-04-01 2003-05-31
Celestial Commodities Limited RE Providing Automated Trading Services 2003-04-01 2003-05-31
Celestial Commodities Limited RE Advising on Futures Contracts 2003-04-01 2003-05-31
Celestial Securities Limited RE Dealing in Securities 2003-04-01 2003-05-31

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