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Hong Kong SFC licence holder AAI312
YEUNG Shu Fan
楊樹勳

Below are the institutions that were found associated with SFC licence holder AAI312 on the SFC website.

Last updated: 2019-05-19 03:09:55

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
China Tonghai Securities Limited RE Dealing in Securities 2019-04-23
China Tonghai Securities Limited RE Advising on Securities 2019-04-23
China Tonghai Securities Limited RE Dealing in Futures Contracts 2019-04-23
China Galaxy International Securities (Hong Kong) Co., Limited RO Dealing in Securities 2018-02-27 2019-03-31
China Galaxy International Futures (Hong Kong) Co., Limited RO Dealing in Futures Contracts 2018-02-27 2019-03-31
China Galaxy International Securities (Hong Kong) Co., Limited RO Advising on Securities 2018-02-27 2019-03-31
China Galaxy International Futures (Hong Kong) Co., Limited RE Dealing in Futures Contracts 2018-01-15 2018-02-27
China Galaxy International Securities (Hong Kong) Co., Limited RE Advising on Securities 2018-01-15 2018-02-27
China Galaxy International Securities (Hong Kong) Co., Limited RE Dealing in Securities 2018-01-15 2018-02-27
Mason Investment Management Limited RO Advising on Securities 2017-01-05 2017-11-10
Mason Securities Limited RO Advising on Securities 2017-01-05 2017-11-10
Mason Securities Limited RO Dealing in Securities 2017-01-05 2017-11-10
Mason Investment Management Limited RO Asset Management 2017-01-05 2017-11-10
Mason Securities Limited RO Asset Management 2017-01-05 2017-11-10
Thomas Global Financial Services Limited RO Dealing in Securities 2017-01-05 2017-11-10
Mason Futures Limited RO Dealing in Futures Contracts 2017-01-05 2017-11-10
Mason Securities Limited RE Asset Management 2016-11-09 2017-01-05
Mason Securities Limited RE Dealing in Securities 2016-11-09 2017-01-05
Thomas Global Financial Services Limited RE Dealing in Securities 2016-11-09 2017-01-05
Mason Futures Limited RE Dealing in Futures Contracts 2016-11-09 2017-01-05
Mason Investment Management Limited RE Asset Management 2016-11-09 2017-01-05
Mason Securities Limited RE Advising on Securities 2016-11-09 2017-01-05
Mason Investment Management Limited RE Advising on Securities 2016-11-09 2017-01-05
Shenwan Hongyuan Asset Management (Asia) Limited RO Asset Management 2008-09-05 2016-10-20
Shenwan Hongyuan Futures (H.K.) Limited RO Dealing in Futures Contracts 2007-11-27 2016-10-20
Shenwan Hongyuan Asset Management (Asia) Limited RO Advising on Securities 2008-09-05 2016-10-20
Shenwan Hongyuan Securities (H.K.) Limited RO Dealing in Securities 2007-11-27 2016-10-20
Shenyin Wanguo Online Broker (H.K.) Limited RO Dealing in Securities 2007-11-27 2014-04-28
Shenwan Hongyuan Research (H.K.) Limited RO Advising on Securities 2008-06-30 2013-07-09
Shenwan Hongyuan Futures (H.K.) Limited RE Dealing in Futures Contracts 2007-10-29 2007-11-27
Shenwan Hongyuan Securities (H.K.) Limited RE Dealing in Securities 2007-10-29 2007-11-27
Piper Jaffray Asia Futures Limited RO Dealing in Futures Contracts 2004-03-23 2007-10-06
Piper Jaffray Asia Securities Limited RO Advising on Securities 2004-03-23 2007-10-06
Piper Jaffray Asia Securities Limited RO Dealing in Securities 2003-11-05 2007-10-06
Piper Jaffray Asia Securities Limited RE Dealing in Securities 2003-10-07 2003-11-05
Shenwan Hongyuan Futures (H.K.) Limited RO Dealing in Futures Contracts 2003-06-24 2003-10-03
Shenwan Hongyuan Securities (H.K.) Limited RO Dealing in Securities 2003-06-24 2003-10-03
Shenwan Hongyuan Securities (H.K.) Limited RO Providing Automated Trading Services 2003-06-24 2003-09-11
Shenwan Hongyuan Securities (H.K.) Limited RE Dealing in Securities 2003-04-01 2003-06-24
Shenwan Hongyuan Futures (H.K.) Limited RE Dealing in Futures Contracts 2003-04-01 2003-06-24
Shenwan Hongyuan Securities (H.K.) Limited RE Providing Automated Trading Services 2003-04-01 2003-06-24
Shenwan Hongyuan Securities (H.K.) Limited RE Advising on Securities 2003-04-01 2003-06-05
Shenwan Hongyuan Securities (H.K.) Limited RE Asset Management 2003-04-01 2003-06-05
Shenwan Hongyuan Futures (H.K.) Limited RE Asset Management 2003-04-01 2003-06-05
Shenwan Hongyuan Futures (H.K.) Limited RE Advising on Futures Contracts 2003-04-01 2003-06-05
Shenwan Hongyuan Securities (H.K.) Limited RE Advising on Corporate Finance 2003-04-01 2003-06-05

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