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Hong Kong SFC licence holder AAD637
TOH Swee Yow

Below are the institutions that were found associated with SFC licence holder AAD637 on the SFC website.

Last updated: 2019-08-22T07:48:06+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
ARO299 RO Dealing in Securities 2010-05-27 2019-07-31
ARO299 RE Dealing in Securities 2009-05-05 2010-05-27
ACP065 RE Dealing in Securities 2003-04-01 2009-04-29
ACP065 RE Advising on Securities 2003-04-01 2004-01-09
ACP065 RE Advising on Corporate Finance 2003-04-01 2004-01-09
ACP065 RE Asset Management 2003-04-01 2004-01-09

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