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Hong Kong SFC licence holder AAB845
TONG Yuk Sun
唐玉臣

Below are the institutions that were found associated with SFC licence holder AAB845 on the SFC website.

Last updated: 2019-05-20 17:01:56

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Capitec Securities Limited RE Dealing in Securities 2009-01-07
Nomura Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2008-12-10
Nomura International (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2008-12-10
Nomura International (Hong Kong) Limited RE Dealing in Futures Contracts 2004-11-29 2008-12-10
Nomura Securities (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2008-12-10
Nomura International (Hong Kong) Limited RE Advising on Securities 2003-04-01 2004-11-18
Nomura Securities (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-11-18
Nomura International (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-11-18
Nomura Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-11-18
Nomura Securities (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-18
Nomura International (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-18
Nomura Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-18
Nomura Securities (Hong Kong) Limited RE Advising on Securities 2003-04-01 2004-11-18

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