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Get in touch!| princeref | princeenglish | princechinese | is_ri | is_corp | emails | websites | addresses_other | disactions | addressenglish | addresschinese | complaints_tel | complaints_fax | complaints_email | mineffdate | maxeffdate | minenddate | maxenddate |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AAA529 | HSBC Broking Securities (Hong Kong) Limited | 滙豐金融證券(香港)有限公司 | false | true | ["{\"email\":\"nettrader@hsbc.com.hk\"}"] | ["{\"website\":\"www.hsbc.com.hk/broking\"}"] | ["{\"fullAddress\":\"Level 25 HSBC Main Building, 1 Queen's Road Central, Hong... | [] | Level 25 HSBC Main Building, 1 Queen's Road Central, Hong Kong | 香港皇后大道中1號滙豐總行大廈25樓 | 39898291 | 34092752 | abbyklsin@hsbc.com.hk | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-10-22 00:00:00 | 2024-06-14 00:00:00 |
| AAB444 | Amundi Hong Kong Limited | 東方匯理資產管理香港有限公司 | false | true | ["{\"email\":\"Compliance-HK@amundi.com\"}"] | ["{\"website\":\"www.amundi.com/hkg\"}"] | ["{\"fullAddress\":\"Suites 04-06, 32nd floor, Two Taikoo Place, Taikoo Place, 979 King's Road,... | [] | Suites 04-06, 32nd floor, Two Taikoo Place, Taikoo Place, 979 King's Road, Quarry Bay, Hong... | 香港香港 鰂魚涌英皇道979號 太古坊太古坊二座32樓04-06室 | 28273856 | 22890856 | william.law@amundi.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-08-01 00:00:00 | 2024-09-01 00:00:00 |
| AAB639 | Daiwa Capital Markets Hong Kong Limited | 大和資本市場香港有限公司 | false | true | ["{\"email\":\"complaintofficer@hk.daiwacm.com\"}"] | ["{\"website\":\"www.hk.daiwacm.com\"}"] | ["{\"fullAddress\":\"Level 26, One Pacific Place, 88 Queensway, Hong... | [] | Level 28 One Pacific Place, 88 Queensway, Hong Kong | 香港金鐘太古廣場一期28樓 | 27738761 / 28484074 | 28484048 | compliance_central@hk.daiwacm.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-06-11 00:00:00 | 2024-08-24 00:00:00 |
| AAB893 | CLSA Limited | 中信里昂證券有限公司 | false | true | ["{\"email\":\"hklicense@clsa.com\"}"] | ["{\"website\":\"www.clsa.com\"}"] | ["{\"fullAddress\":\"5/F One Island East, 18 Westlands Road, Hong... | ["{\"actnDate\":\"Dec 30, 2019 12:00:00 AM\",\"codeDesc\":\"Other - See Press... | 18/F One Pacific Place, 88 Queensway, Hong Kong | 香港金鐘道88號太古廣場第1期18樓 | 2600 8255 | 2600 8402 | complaints_compliance@clsa.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-30 00:00:00 | 2024-09-02 00:00:00 |
| AAC198 | Merrill Lynch (Asia Pacific) Limited | false | true | ["{\"email\":\"apaclicensing@bofa.com\"}"] | ["{\"website\":\"https://www.bankofamerica.com/\"}"] | ["{\"fullAddress\":\"Level 18-21 and Units 1-3, 5-9 Level 22, Tower B of Kowloon Commerce... | [] | Level 55 Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong | 香港中環皇后大道中2號長江集團中心55樓 | 35088939 | 0 | jade.fong@bofa.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-12 00:00:00 | 2024-08-23 00:00:00 | |
| AAC352 | Merrill Lynch Far East Limited | false | true | ["{\"email\":\"apaclicensing@bofa.com\"}"] | ["{\"website\":\"https://www.bankofamerica.com/\"}"] | ["{\"fullAddress\":\"Level 18-21 and Units 1-3, 5-9 Level 22, Tower B of Kowloon Commerce... | [] | Level 55 Cheung Kong Center, 2 Queen's Road, Central, Hong Kong | 香港中環皇后大道中2號長江集團中心55樓 | 35086777 | nav.kumar@bofa.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-23 00:00:00 | 2024-08-23 00:00:00 | ||
| AAC801 | LGT Investment Management (Asia) Limited | false | true | ["{\"email\":\"lgt.investasia@lgt.com\"}"] | ["null"] | ["{\"fullAddress\":\"Suite 4203 Two Exchange Square, 8 Connaught Place, Central, Hong... | [] | Suite 4203 Two Exchange Square, 8 Connaught Place, Central, Hong Kong | 香港中環康樂廣場8號交易廣場2期4203室 | 29137329 | 29137942 | dominique.wu@lgt.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-08-27 00:00:00 | 2024-07-12 00:00:00 | |
| AAD291 | Morgan Stanley Asia Limited | 摩根士丹利亞洲有限公司 | false | true | ["{\"email\":\"hklicense@morganstanley.com\"}"] | ["{\"website\":\"www.morganstanley.com\"}"] | ["{\"fullAddress\":\"26/F Global Gateway, 168 Yeung Uk Road & 98 Wang Lung Street, Tsuen Wan... | [] | 30-32, 35-42 & 45-47 Floor Part of Floor 3, 8-9, International Commerce Centre, 1 Austin Road... | 香港九龍柯士甸道西1號 環球貿易廣場3,8-9, 30-32,35-42,45-47樓 | 3963-1520 | 3407-9147 | Espen.Marthinussen@morganstanley.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-05 00:00:00 | 2024-08-30 00:00:00 |
| AAD401 | Morgan Stanley Hong Kong Securities Limited | false | true | ["{\"email\":\"hklicense@morganstanley.com\"}"] | ["{\"website\":\"www.morganstanley.com\"}"] | ["{\"fullAddress\":\"26/F Global Gateway, 168 Yeung Uk Road & 98 Wang Lung Street, Tsuen Wan New... | [] | 30-32, 35-42 & 45-47 Floor Part of Floor 3, 8-9, International Commerce Centre, 1 Austin Road... | 香港九龍柯士甸道西1號環球貿易廣場3,8-9, 30-32,35-42,45-47樓 | 3963-1520 | 3407-9147 | Espen.Marthinussen@morganstanley.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-06-18 00:00:00 | 2024-08-25 00:00:00 | |
| AAD941 | SG Securities (HK) Limited | 法國興業證券(香港)有限公司 | false | true | ["{\"email\":\"hkg-compliance-sfc-portal@sgcib.com\"}"] | ["{\"website\":\"hk.warrants.com//www.societegenerale.asia/en/\"}"] | ["{\"fullAddress\":\"Level 38 Three Pacific Place, 1 Queen's Road East, Hong... | [] | Level 38 Three Pacific Place, 1 Queen's Road East, Hong Kong | 香港皇后大道東1號太古廣場3座38樓 | 21664129 | 21664651 | list.hkg-compliance-complaint@sgcib.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-30 00:00:00 | 2024-08-28 00:00:00 |
| AAF742 | Nomura International (Hong Kong) Limited | 野村國際(香港)有限公司 | false | true | ["{\"email\":\"compliance-licensing-hkg@nomura.com\"}"] | ["{\"website\":\"www.nomura.com\"}"] | ["{\"fullAddress\":\"7/F & 13/F, Manhattan Centre, 8 Kwai Cheong Road, Kwai Chung, NT, Hong... | [] | 30/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8號國際金融中心2期30樓 | 22522262 | 23725977 | Compliance-Regulatory-HKG@nomura.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-05 00:00:00 | 2024-09-02 00:00:00 |
| AAF806 | Haitong International Securities Company Limited | 海通國際證券有限公司 | false | true | ["{\"email\":\"lccs.correspondence@htisec.com\"}"] | ["{\"website\":\"www.htisec.com\"}"] | ["{\"fullAddress\":\"22/F Li Po Chun Chambers, 189 Des Voeux Road Central, Hong... | [] | 22/F Li Po Chun Chambers, 189 Des Voeux Road Central, Hong Kong | 香港德輔道中189號李寶椿大廈22樓 | 37232949 | 28105268 | lccs.correspondence@htisec.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-18 00:00:00 | 2024-08-30 00:00:00 |
| AAG075 | HSBC Broking Futures (Asia) Limited | 滙豐金融期貨(亞洲)有限公司 | false | true | ["{\"email\":\"nettrader@hsbc.com.hk\"}"] | ["{\"website\":\"www.hsbc.com.hk/broking\"}"] | ["{\"fullAddress\":\"Level 25 HSBC Main Building, 1 Queen's Road Central, Hong... | [] | Level 25 HSBC Main Building, 1 Queen's Road Central, Hong Kong | 香港皇后大道中1號滙豐總行大廈25樓 | 39898291 | 34092752 | abbyklsin@hsbc.com.hk | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-29 00:00:00 | 2024-07-05 00:00:00 |
| AAG460 | Phillip Securities (Hong Kong) Limited | 輝立證券(香港)有限公司 | false | true | ["{\"email\":\"admin@phillip.com.hk\"}"] | ["{\"website\":\"www.poems.com.hk\"}"] | ["{\"fullAddress\":\"11/F United Centre, 95 Queensway, Hong... | [] | 11/F United Centre, 95 Queensway, Hong Kong | 香港金鐘道95號統一中心11樓 | 22776555 | 22776008 | complaintofficer@phillip.com.hk | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-02 00:00:00 | 2024-08-13 00:00:00 |
| AAK249 | CITIC Securities (Hong Kong) Limited | 中信證券(香港)有限公司 | false | true | ["{\"email\":\"hklicense@clsa.com\"}"] | ["{\"website\":\"www.clsa.com\"}"] | ["{\"fullAddress\":\"19/F, One Pacific Place, 88 Queensway, Hong... | [] | 18/F, One Pacific Place, 88 Queensway, Hong Kong | 香港金鐘道88號太古廣場第1期18樓 | 2600 8255 | 2600 8402 | complaints_compliance@clsa.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-07-31 00:00:00 | 2024-09-02 00:00:00 |
| AAP809 | AXA Investment Managers Asia Limited | 安盛投資管理亞洲有限公司 | false | true | ["{\"email\":\"hkcompliance@axa-im.com\"}"] | ["{\"website\":\"www.axa-im.com.hk\"}"] | ["{\"fullAddress\":\"Suites 3603-05, One Taikoo Place, Taikoo Place, 979 Kings Road, Quarry Bay,... | [] | Suites 3603-05, One Taikoo Place, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong | 香港鰂魚涌太古坊英皇道979號太古坊一座3603-05室 | 852 2285 2090 | 852 2285 2997 | hkcompliance@axa-im.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2004-05-31 00:00:00 | 2024-07-31 00:00:00 |
| AAX474 | Haitong International Futures Limited | 海通國際期貨有限公司 | false | true | ["{\"email\":\"lccs.correspondence@htisec.com\"}"] | ["{\"website\":\"www.htisec.com\"}"] | ["{\"fullAddress\":\"22/F Li Po Chun Chambers, 189 Des Voeux Road Central, Hong... | [] | 22/F Li Po Chun Chambers, 189 Des Voeux Road Central, Hong Kong | 香港德輔道中189號李寶椿大廈22樓 | 37232949 | 28105268 | lccs.correspondence@htisec.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-18 00:00:00 | 2024-08-21 00:00:00 |
| AAZ038 | Phillip Commodities (HK) Limited | 輝立商品(香港)有限公司 | false | true | ["{\"email\":\"admin@phillip.com.hk\"}"] | ["{\"website\":\"www.poems.com.hk\"}"] | ["{\"fullAddress\":\"11/F United Centre, 95 Queensway, Hong... | [] | 11/F United Centre, 95 Queensway, Hong Kong | 香港金鐘道95號統一中心11樓 | 22776555 | 22776008 | complaintofficer@phillip.com.hk | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-02 00:00:00 | 2024-08-13 00:00:00 |
| ABD523 | SBI China Capital Financial Services Limited | 軟庫中華金融服務有限公司 | false | true | ["{\"email\":\"compliance@sbichinacapital.com\"}"] | ["{\"website\":\"www.sbichinacapital.com\"}"] | ["{\"fullAddress\":\"4/F, Henley Building, No. 5 Queen's Road Central, Hong... | [] | 4/F, Henley Building, No. 5 Queen's Road Central, Hong Kong | 香港中環皇后大道中5號衡怡大廈4樓全層 | 25339861 | 25333733 | compliance@sbichinacapital.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-07-16 00:00:00 | 2024-08-16 00:00:00 |
| ABS015 | Yuanta Securities (Hong Kong) Company Limited | 元大證券(香港)有限公司 | false | true | ["{\"email\":\"6110hk-compliance.brk@yuanta.com\"}"] | ["{\"website\":\"www.yuanta.com.hk\"}"] | ["{\"fullAddress\":\"23/F Tower 1 Admiralty Centre, 18 Harcourt Road, Admiralty, Hong... | [] | 23/F Tower 1 Admiralty Centre, 18 Harcourt Road, Admiralty, Hong Kong | 香港金鐘夏慤道18號海富中心1座23樓 | 3555 7458 | 3555 7689 | 6110HK-Compliance.brk@yuanta.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2004-02-13 00:00:00 | 2024-08-19 00:00:00 |
| ABX727 | HSBC Broking Securities (Asia) Limited | 滙豐金融證券(亞洲)有限公司 | false | true | ["{\"email\":\"nettrader@hsbc.com.hk\"}"] | ["{\"website\":\"www.hsbc.com.hk/broking\"}"] | ["{\"fullAddress\":\"Level 25 HSBC Main Building, 1 Queen's Road Central, Hong... | [] | Level 25 HSBC Main Building, 1 Queen's Road Central, Hong Kong | 香港皇后大道中1號滙豐總行大廈25樓 | 39898291 | 34092752 | abbyklsin@hsbc.com.hk | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-29 00:00:00 | 2024-07-05 00:00:00 |
| ACO507 | SMBC Nikko Securities (Hong Kong) Limited | 日興證券(香港)有限公司 | false | true | ["{\"email\":\"compliance@smbcnikko-hk.com\"}"] | ["null"] | ["{\"fullAddress\":\"Suites 904 and 905, Two Taikoo Place, Taikoo Place, 979 King's Road, Quarry... | [] | 8/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | 香港中環港景街1號國際金融中心一期8樓 | 28421160 | 28400462 | compliance@smbcnikko-hk.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-06-24 00:00:00 | 2024-07-17 00:00:00 |
| ACP555 | Manulife Investment Management (Hong Kong) Limited | 宏利投資管理(香港)有限公司 | false | true | ["{\"email\":\"hkregcomp@manulife.com\"}"] | ["{\"website\":\"www.manulifeim.com.hk\"}"] | ["{\"fullAddress\":\"23/F, Manulife Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon,... | [] | 10/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong | 香港銅鑼灣希慎道33號利園一期10樓 | 21081110 | 2907 5942 | ann_sy_lee@manulife.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-04-14 00:00:00 | 2024-08-26 00:00:00 |
| ADQ859 | Haitong International Capital Limited | 海通國際資本有限公司 | false | true | ["{\"email\":\"lccs.correspondence@htisec.com\"}"] | ["{\"website\":\"www.htisec.com\"}"] | ["{\"fullAddress\":\"22/F Li Po Chun Chambers, 189 Des Voeux Road Central, Hong... | [] | Suites 3001-3006 and 3015-3016, One International Finance Centre, No.1 Harbour View Street,... | 香港中環港景街1號國際金融中心一期3001-3006及3015-3016 | 2213 8132 | 2848 1016 | cof.complaint@htisec.com | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-05-08 00:00:00 | 2024-06-11 00:00:00 |
| AEN894 | China International Capital Corporation Hong Kong Securities Limited | 中國國際金融香港證券有限公司 | false | true | ["{\"email\":\"info@cicc.com.cn\"}"] | ["{\"website\":\"www.cicc.com.cn\"}"] | ["{\"fullAddress\":\"29/F One International Finance Centre, 1 Harbour View Street, Central, Hong... | [] | 29/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | 香港中環港景街1號國際金融中心一期29樓 | 22663940 | 28722110 | compliant _hk@cicc.com.cn | 2003-04-01T00:00:00 | 2024-09-02T00:00:00 | 2003-06-10 00:00:00 | 2024-09-02 00:00:00 |
Number of rows in the full dataset: 5,296