SFC principals details data

Up-to-date contact information of all Hong Kong SFC-licenced principals, including complaints officers

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princeref princeenglish princechinese is_ri is_corp emails websites addresses_other disactions addressenglish addresschinese complaints_tel complaints_fax complaints_email mineffdate maxeffdate minenddate maxenddate
BUB953 Canaan Global Capital Management Limited false true ["{\"email\":\"wallywangpku@gmail.com\"}"] ["null"] ["{\"fullAddress\":\"Room E-02, 12/F, Kwai Shing Industrial Building Phase 2, 42-46 Tai Lin Pai... [] Room E-02, 12/F, Kwai Shing Industrial Building Phase 2, 42-46 Tai Lin Pai Rd, Kwai Hing, Hong Kong Room E-02, 12/F, Kwai Shing Industrial Building Phase 2, 42-46 Tai Lin Pai Rd, Kwai Hing, Hong Kong wallywangpku@gmail.com 2024-06-20T00:00:00 2024-06-20T00:00:00
BSJ229 WRise Prestige Securities Limited 昇世匯盈證券有限公司 false true ["{\"email\":\"cs@wriseprestige.com\"}"] ["{\"website\":\"wealthgroup.com.hk\"}"] ["{\"fullAddress\":\"Suite 2006, 20/F., Tower 1,, The Gateway Harbour City, 25 Canton Road,,... [] Suite 2006, 20/F., Tower 1,, The Gateway Harbour City, 25 Canton Road,, Tsim Sha Tsui, Kowloon, Hong Kong 香港尖沙咀廣東道25號港威大廈1座20樓2006室 21161108 21164003 gavin.kwok@wriseprestige.com 2023-03-27T00:00:00 2024-06-20T00:00:00 2023-07-31 00:00:00 2024-05-08 00:00:00
BSJ232 WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 false true ["{\"email\":\"cs@wriseprestige.com\"}"] ["{\"website\":\"wealthgroup.com.hk\"}"] ["{\"fullAddress\":\"Suite 2006, 20/F., Tower 1,, The Gateway Harbour City, 25 Canton Road,,... [] Suite 2006, 20/F., Tower 1,, The Gateway Harbour City, 25 Canton Road,, Tsim Sha Tsui, Kowloon, Hong Kong 香港尖沙咀廣東道25號港威大廈1座20樓2006室 2116 1108 2116 4003 gavin.kwok@wriseprestige.com 2023-03-27T00:00:00 2024-06-20T00:00:00 2023-07-31 00:00:00 2024-05-08 00:00:00
BSW181 Allspring Global Investments (Hong Kong) Limited false true ["{\"email\":\"chester.law@allspringglobal.com\"}"] ["{\"website\":\"https://allspringglobal.com/\"}"] ["{\"fullAddress\":\"Unit 5-6 15/F AIA Central, 1 Connaught Road Central, Central, Hong... [] Unit 5-6 15/F AIA Central, 1 Connaught Road Central, Central, Hong Kong 香港中環干諾道中1號友邦金融中心15樓5-6室 23194282 linda.luk@allspringglobal.com 2022-12-21T00:00:00 2024-06-20T00:00:00 2022-12-31 00:00:00 2024-06-20 00:00:00
BSQ553 Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 false true ["{\"email\":\"compliancehk@franklintempleton.com\"}"] ["{\"website\":\"www.franklintempleton.com.hk\"}"] ["{\"fullAddress\":\"62/F, Two IFC, 8 Finance Street, Central, Hong... [] 62/F, Two IFC, 8 Finance Street, Central, Hong Kong 香港金融街8號, 中環國際金融中心二期62樓 29109226 28290686 diana.chan@franklintempleton.com 2022-07-01T00:00:00 2024-06-20T00:00:00 2022-07-01 00:00:00 2024-06-20 00:00:00
BNM924 Blackhorn Wealth Management Limited 晉羚財富管理有限公司 false true ["{\"email\":\"info@blackhorngrp.com\"}"] ["{\"website\":\"https://www.blackhorngrp.com/\"}"] ["{\"fullAddress\":\"Unit 2602A, 26/F, Tower 1, Lippo Centre, 89 Queensway, Admiralty, Hong... [] Unit 2602A, 26/F, Tower 1, Lippo Centre, 89 Queensway, Admiralty, Hong Kong 香港金鐘金鐘道89號力寶中心第1座26樓2602A室 27091568 info@blackhorngrp.com 2018-12-03T00:00:00 2024-06-20T00:00:00 2019-03-29 00:00:00 2024-06-05 00:00:00
BMG880 Target Securities International Limited 泰達證券國際有限公司 false true ["{\"email\":\"calvin.wan@solomonintl.com\"}"] ["{\"website\":\"www.solomonamhk.com\"}"] ["{\"fullAddress\":\"Unit 336, 3/F, Building 16W, 16 Science Park West Avenue, Hong Kong Science... [] Unit 336, 3/F, Building 16W, 16 Science Park West Avenue, Hong Kong Science Park, New... Unit 336, 3/F, Building 16W, 16 Science Park West Avenue, Hong Kong Science Park, New... 29680615 calvin.wan@solomonintl.com 2018-11-12T00:00:00 2024-06-20T00:00:00 2019-08-23 00:00:00 2022-09-20 00:00:00
BIA093 ASPIRE Multi-Family Office Limited false true ["{\"email\":\"compliance@apg-hk.com\"}"] ["null"] ["{\"fullAddress\":\"Unit 202, 41 D'Aguilar Street, Central, Hong... [] Unit 202, 41 D'Aguilar Street, Central, Hong Kong 香港中環德己立街41號202室 25940268 compliance@apg-hk.com 2016-11-08T00:00:00 2024-06-20T00:00:00 2018-03-29 00:00:00 2023-02-24 00:00:00
BFK567 Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 false true ["{\"email\":\"hklicensing@gs.com\"}"] ["{\"website\":\"www.goldmansachs.com\"}"] ["{\"fullAddress\":\"68/F, Cheung Kong Center, 2 Queen's Road Central, Central, Hong... [] 68/F, Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong 68/F, Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong 2978 1539 2978 0967 gs-reg-inquiries-apej@gs.com 2016-06-24T00:00:00 2024-06-20T00:00:00 2016-09-24 00:00:00 2024-06-19 00:00:00
BDB792 Grandly Financial Services Limited 冠力金融服務有限公司 false true ["{\"email\":\"compliance@grandlyifg.com\"}"] ["{\"website\":\"www.grandlyifg.com\"}"] ["{\"fullAddress\":\"RM 1403, 14/F, Yue Xiu Building, 160-174 Lockhart Road, Wan Chai, Hong... [] RM 1403, 14/F, Yue Xiu Building, 160-174 Lockhart Road, Wan Chai, Hong Kong 香港灣仔駱克道 160-174 號越秀大廈14 樓 1403 室 27683800 37683808 michael.zhang@grandlyifg.com 2014-08-08T00:00:00 2024-06-20T00:00:00 2014-10-21 00:00:00 2024-05-24 00:00:00
BBU885 Brilliance Asset Management Limited 才華資本管理有限公司 false true ["{\"email\":\"Compliance@brilliancecap.com\"}"] ["null"] ["{\"fullAddress\":\"Suites 3201-3205 32/F AIA Central, 1 Connaught Road Central, Central,, Hong... ["{\"actnDate\":\"Feb 22, 2021 12:00:00... Suites 3201-3205 32/F AIA Central, 1 Connaught Road Central, Central,, Hong Kong 香港中環干諾道中1號友邦金融中心32樓, 3201-3205室 38502633 35946665 kyongchulchoi@brilliancecap.com 2014-03-19T00:00:00 2024-06-20T00:00:00 2016-08-04 00:00:00 2023-04-30 00:00:00
AZY974 COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 false true ["{\"email\":\"cofcocapitalhkcompliance@cofco.com\"}"] ["null"] ["{\"fullAddress\":\"Room 2901, COFCO Tower, 262 Gloucester Road, Causeway Bay, Hong... [] Room 2901, COFCO Tower, 262 Gloucester Road, Causeway Bay, Hong Kong 香港銅鑼灣告士打道262號中糧大廈2901室 28330580 luoxuan2@cofco.com 2013-02-05T00:00:00 2024-06-20T00:00:00 2015-07-20 00:00:00 2023-07-11 00:00:00
AYC880 Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 false true ["{\"email\":\"compliancehk@noahgroup.hk\"}"] ["{\"website\":\"noahgroup.hk\"}"] ["{\"fullAddress\":\"34/F Tower Two Times Square, 1 Matheson Street, Causeway Bay, Hong... [] 34/F Tower Two Times Square, 1 Matheson Street, Causeway Bay, Hong Kong 香港銅鑼灣勿地臣街一號時代廣場第二座34樓 3700 1843 3700 1741 compliancehk@noahgroup.hk 2012-01-04T00:00:00 2024-06-20T00:00:00 2013-12-31 00:00:00 2024-04-30 00:00:00
AVD362 Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 false true ["{\"email\":\"compliance@dfzq.com.hk\"}"] ["{\"website\":\"www.dfzq.com.hk\"}"] ["{\"fullAddress\":\"11/F & 19/F, 100 Queens' Road Central, Hong... [] 28th and 29th Floor, 100 Queen's Road Central, Hong Kong 香港中環皇后大道中100號28樓及29樓 35191188 34709089 compliance@dfzq.com.hk 2010-07-21T00:00:00 2024-06-20T00:00:00 2011-08-12 00:00:00 2024-04-19 00:00:00
ANH692 iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 false true ["{\"email\":\"compliance.iwrap@ifastfinancial.com\"}"] ["{\"website\":\"www.ifastgm.com.hk\"}"] ["{\"fullAddress\":\"Suites 701-702, 706-713, Tower 5, The Gateway, Tsim Sha Tsui, Hong Kong,... [] Suites 701-702, 706-713, Tower 5, The Gateway, Tsim Sha Tsui, Hong Kong, Hong Kong 香港九龍尖沙咀港威大廈第5座7樓701-702, 706-713室 37664322 28014884 compliance.hk@ifastfinancial.com 2008-02-12T00:00:00 2024-06-20T00:00:00 2008-07-16 00:00:00 2024-05-07 00:00:00
AGP568 UBS Asset Management (Hong Kong) Limited false true ["{\"email\":\"ol-regulatorycompliance-hk@ubs.com\"}"] ["{\"website\":\"https://www.ubs.com/hk/en/assetmanagement.html\"}"] ["{\"fullAddress\":\"45 & 47-52/F Two International Finance Centre, 8 Finance Street, Central,... [] 45 & 47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong 香港中環金融街 8 號國際金融中心二期45 & 47-52樓 3712 3509 2971 6251 joanna-y.chan@ubs.com 2003-04-01T00:00:00 2024-06-20T00:00:00 2003-08-29 00:00:00 2024-06-06 00:00:00
AEN894 China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 false true ["{\"email\":\"info@cicc.com.cn\"}"] ["{\"website\":\"www.cicc.com.cn\"}"] ["{\"fullAddress\":\"29/F One International Finance Centre, 1 Harbour View Street, Central, Hong... [] 29/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong 香港中環港景街1號國際金融中心一期29樓 22663940 28722110 compliant _hk@cicc.com.cn 2003-04-01T00:00:00 2024-06-20T00:00:00 2003-06-10 00:00:00 2024-06-21 00:00:00
ACP555 Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 false true ["{\"email\":\"hkregcomp@manulife.com\"}"] ["{\"website\":\"www.manulifeim.com.hk\"}"] ["{\"fullAddress\":\"23/F, Manulife Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon,... [] 10/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong 香港銅鑼灣希慎道33號利園一期10樓 21081110 2907 5942 ann_sy_lee@manulife.com 2003-04-01T00:00:00 2024-06-20T00:00:00 2003-04-14 00:00:00 2024-06-18 00:00:00
ABV488 First Shanghai Securities Limited 第一上海證券有限公司 false true ["{\"email\":\"ro@firstshanghai.com.hk\"}"] ["{\"website\":\"www.firstshanghai.com.hk/, www.mystockhk.com \"}"] ["{\"fullAddress\":\"1905 Wing On House, 71 Des Voeux Road Central, Hong... [] 19/F, Rm 2402-04 & 2505-10 Wing On House, 71 Des Voeux Road Central, Hong Kong 19/F, Rm 2402-04 & 2505-10 Wing On House, 71 Des Voeux Road Central, Hong Kong 25321537 28106789 adex.tsui@firstshanghai.com.hk 2003-04-01T00:00:00 2024-06-20T00:00:00 2003-04-18 00:00:00 2024-05-17 00:00:00
AAK249 CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 false true ["{\"email\":\"hklicense@clsa.com\"}"] ["{\"website\":\"www.clsa.com\"}"] ["{\"fullAddress\":\"19/F, One Pacific Place, 88 Queensway, Hong... [] 18/F, One Pacific Place, 88 Queensway, Hong Kong 香港金鐘道88號太古廣場第1期18樓 2600 8255 2600 8402 complaints_compliance@clsa.com 2003-04-01T00:00:00 2024-06-20T00:00:00 2003-07-31 00:00:00 2024-06-17 00:00:00

Number of rows in the full dataset: 5,245