Any questions?
Get in touch!| princeref | princeenglish | princechinese | is_ri | is_corp | emails | websites | addresses_other | disactions | addressenglish | addresschinese | complaints_tel | complaints_fax | complaints_email | mineffdate | maxeffdate | minenddate | maxenddate |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ACC536 | Goldman Sachs (Asia) L.L.C. | 高盛(亞洲)有限責任公司 | false | true | ["{\"email\":\"hklicensing@gs.com\"}"] | ["{\"website\":\"www.gs.com\"}"] | ["{\"fullAddress\":\"68/F Cheung Kong Center, 2 Queen's Road Central, Hong... | ["{\"actnDate\":\"Oct 22, 2020 12:00:00 AM\",\"codeDesc\":\"Public... | 68/F Cheung Kong Center, 2 Queen's Road Central, Hong Kong | 香港中環皇后大道中2號長江集團中心68樓 | 29781539 | 29780967 | gs-reg-inquiries-apej@gs.com | 2003-04-01T00:00:00 | 2024-12-09T00:00:00 | 2003-04-02 00:00:00 | 2024-12-05 00:00:00 |
| AEZ953 | Mizuho Securities Asia Limited | 瑞穗證券亞洲有限公司 | false | true | ["{\"email\":\"as_compliance@hk.mizuho-sc.com\"}"] | ["{\"website\":\"https://www.mizuhogroup.com/asia-pacific/securities/hk\"}"] | ["{\"fullAddress\":\"14-15/F, K11 Atelier, 18 Salisbury Road, Tsim Sha Tsui, Kowloon, Hong... | [] | 14-15/F, K11 Atelier, 18 Salisbury Road, Tsim Sha Tsui, Kowloon, Hong Kong | 香港九龍尖沙咀梳士巴利道18號K11 Atelier, 14-15樓 | 26852461 | 26852400 | as_compliance@hk.mizuho-sc.com | 2003-04-01T00:00:00 | 2024-12-09T00:00:00 | 2003-06-18 00:00:00 | 2024-12-09 00:00:00 |
| AFB820 | Fulbright Securities Limited | 富昌證券有限公司 | false | true | ["{\"email\":\"compliance@fulbright.com.hk\"}"] | ["{\"website\":\"www.ffg.com.hk\"}"] | ["{\"fullAddress\":\"9/F, Tower III of Enterprise Square, 9 Sheung Yuet Road, Kowloon Bay,... | ["{\"actnDate\":\"Dec 23, 2020 12:00:00... | Rooms 2608-11, 26/F, Wing On Centre, No.111 Connaught Road Central, Hong Kong | 香港干諾道中111號永安中心26樓2608-11室 | 21218333 | 25221055 | compliance@fulbright.com.hk | 2003-04-01T00:00:00 | 2024-12-09T00:00:00 | 2003-08-29 00:00:00 | 2024-12-01 00:00:00 |
| AMT657 | Asset Management Group Limited | 資產管理集團有限公司 | false | true | ["{\"email\":\"info@asset-mg.com\"}"] | ["{\"website\":\"www.asset-mg.com\"}"] | ["{\"fullAddress\":\"Unit 02, 40/F, 118 Connaught Road West, Hong... | [] | Unit 02, 40/F, 118 Connaught Road West, Hong Kong | 香港干諾道西一一八號四十樓零二室 | 39709518 | 31070932 | thomasyong@asset-mg.com | 2006-01-17T00:00:00 | 2024-12-09T00:00:00 | 2006-03-01 00:00:00 | 2024-05-05 00:00:00 |
| AND386 | Foundation Asset Management (HK) Limited | 邦德資產管理(香港)有限公司 | false | true | ["{\"email\":\"fam@famfundgroup.com\"}"] | ["{\"website\":\"www.famfundgroup.com\"}"] | ["{\"fullAddress\":\"Room 2703, 27/F, Tower One, Lippo Centre, 89 Queensway, Admiralty, Hong... | [] | Room 2703, 27/F, Tower One, Lippo Centre, 89 Queensway, Admiralty, Hong Kong | 香港金鐘金鐘道89號力寶中心一座27樓2703室 | 22599200 | 25304986 | ml@famfundgroup.com | 2007-03-22T00:00:00 | 2024-12-09T00:00:00 | 2009-03-26 00:00:00 | 2024-08-23 00:00:00 |
| AOK809 | Huatai Financial Holdings (Hong Kong) Limited | 華泰金融控股(香港)有限公司 | false | true | ["{\"email\":\"licensing@htsc.com\"}"] | ["{\"website\":\"www.htsc.com.hk\"}"] | ["{\"fullAddress\":\"Room 5807-12, 58/F., The Center, 99 Queen's Road Central, Hong... | [] | 62/F., The Center, 99 Queen's Road, Central, Hong Kong | 香港中環皇后大道中99號中環中心62樓 | 36586288 | 35443885 | complaint@htsc.com | 2007-04-04T00:00:00 | 2024-12-09T00:00:00 | 2008-04-10 00:00:00 | 2024-12-09 00:00:00 |
| AUZ441 | CMB International Securities Limited | 招銀國際證券有限公司 | false | true | ["{\"email\":\"licensing@cmbi.com.hk\"}"] | ["{\"website\":\"www.cmbi.com.hk\"}"] | ["{\"fullAddress\":\"Room 1803-4 18/F Bank of America Tower, 12 Harcourt Road, Central, Hong... | [] | 45-46/F, Champion Tower, 3 Garden Road, Central, Hong Kong | 香港中環花園道三號冠君大廈45-46樓 | 39161734 | 39000897 | complainthandling@cmbi.com.hk | 2010-06-15T00:00:00 | 2024-12-09T00:00:00 | 2010-11-14 00:00:00 | 2024-11-18 00:00:00 |
| AVY670 | T. Rowe Price Hong Kong Limited | 普徠仕香港有限公司 | false | true | ["{\"email\":\"dolby_chan@troweprice.com\"}"] | ["{\"website\":\"www.troweprice.com\"}"] | ["{\"fullAddress\":\"6/F, Chater House, 8 Connaught Road Central, Hong... | [] | 6/F, Chater House, 8 Connaught Road Central, Hong Kong | 6/F, Chater House, 8 Connaught Road Central, Hong Kong | 2536 7353 | 2536 7820 | Riki.Chao@troweprice.com | 2010-12-21T00:00:00 | 2024-12-09T00:00:00 | 2011-02-12 00:00:00 | 2024-11-15 00:00:00 |
| AYQ254 | Fulbright Asset Management Limited | 富昌資產管理有限公司 | false | true | ["{\"email\":\"compliance@fulbright.com.hk\"}"] | ["{\"website\":\"www.ffg.com.hk\"}"] | ["{\"fullAddress\":\"9/F, Tower III of Enterprise Square, 9 Sheung Yuet Road, Kowloon Bay,... | [] | Rooms 2608-11, 26/F, Wing On Centre, No.111 Connaught Road Central, Hong Kong | 香港干諾道中111號永安中心 26樓2608-11室 | 21218333 | 25221055 | compliance@fulbright.com.hk | 2012-03-22T00:00:00 | 2024-12-09T00:00:00 | 2012-05-17 00:00:00 | 2024-11-28 00:00:00 |
| BHX981 | Goldman Sachs (Asia) Securities Limited | 高盛(亞洲)證券有限公司 | false | true | ["{\"email\":\"hklicensing@gs.com\"}"] | ["{\"website\":\"www.gs.com\"}"] | ["{\"fullAddress\":\"68/F, Cheung Kong Center, 2 Queen's Road Central, Hong... | [] | 68/F, Cheung Kong Center, 2 Queen's Road Central, Hong Kong | 香港中環皇后大道中2號長江集團中心68樓 | 2978 1539 | 2978 0967 | gs-reg-inquiries-apej@gs.com | 2016-10-11T00:00:00 | 2024-12-09T00:00:00 | 2016-10-19 00:00:00 | 2024-10-23 00:00:00 |
| BIQ909 | Beigehill Asset Management Limited | 稻盛資產管理有限公司 | false | true | ["{\"email\":\"info@beigehillgrp.com\"}"] | ["{\"website\":\"www.beigehillgrp.com\"}"] | ["{\"fullAddress\":\"Room 3, 39/F The Center, 99 Queen's Road Central, Central, Hong... | [] | Room 3, 39/F The Center, 99 Queen's Road Central, Central, Hong Kong | Room 3, 39/F The Center, 99 Queen's Road Central, Central, Hong Kong | 26689886 | ac@beigehillgrp.com | 2017-06-01T00:00:00 | 2024-12-09T00:00:00 | 2023-03-01 00:00:00 | 2024-12-09 00:00:00 | |
| BJJ249 | Qube Research & Technologies Hong Kong Limited | false | true | ["{\"email\":\"asia@qube-rt.com\"}"] | ["{\"website\":\"www.qube-rt.com\"}"] | ["{\"fullAddress\":\"25F, Central Tower, 28 Queen's Road, Central, Hong... | [] | 25F, Central Tower, 28 Queen's Road, Central, Hong Kong | 25F, Central Tower, 28 Queen's Road, Central, Hong Kong | 31638008 | murray.steel@qube-rt.com | 2018-01-02T00:00:00 | 2024-12-09T00:00:00 | 2018-01-26 00:00:00 | 2024-09-04 00:00:00 | ||
| BNL468 | ICAP Securities Hong Kong Limited | false | true | ["{\"email\":\"angela.an@tpicap.com\"}"] | ["{\"website\":\"http://www.icap.com\"}"] | ["{\"fullAddress\":\"20/F, One Hennessy, No.1 Hennessy Road, Wanchai, Hong... | [] | 20/F, One Hennessy, No.1 Hennessy Road, Wanchai, Hong Kong | 香港軒尼詩道1號One Hennessy 20樓 | 25320859 | 25320823 | angela.an@icap.com.hk | 2018-10-01T00:00:00 | 2024-12-09T00:00:00 | 2018-10-09 00:00:00 | 2024-12-03 00:00:00 | |
| BMC491 | China PA Securities (Hong Kong) Company Limited | 平證證券(香港)有限公司 | false | true | ["{\"email\":\"legalandcompliance.pacshk@pingan.com\"}"] | ["{\"website\":\"stock.pingan.com.hk\"}"] | ["{\"fullAddress\":\"Units 3601, 07 & 11-13, 36/F, The Center, 99 Queen's Road Central, Hong... | [] | Units 3601, 07 & 11-13, 36/F, The Center, 99 Queen's Road Central, Hong Kong | 香港中環皇后大道中99號中環中心36樓 3601, 07 & 11-13室 | 3762-9603 | 2971-0901 | wendy.wy.lam@pingan.com | 2019-05-07T00:00:00 | 2024-12-09T00:00:00 | 2020-02-09 00:00:00 | 2024-09-16 00:00:00 |
| BQJ891 | LC Management (International) Limited | 君聯管理(國際)有限公司 | false | true | ["{\"email\":\"info@legendcapitalco.com\"}"] | ["null"] | ["{\"fullAddress\":\"Office 6113, The Center, 99 Queen's Road Central, Central, Hong... | [] | Office 6113, The Center, 99 Queen's Road Central, Central, Hong Kong | 香港中環皇后大道中99號中環中心6113室 | 28512860 | pvwang@legendcapitalco.com | 2021-03-12T00:00:00 | 2024-12-09T00:00:00 | 2022-09-30 00:00:00 | 2024-12-09 00:00:00 | |
| AAA137 | Citigroup Global Markets Asia Limited | 花旗環球金融亞洲有限公司 | false | true | ["{\"email\":\"wanda.yau@citi.com\"}"] | ["{\"website\":\"www.citigroup.com\"}"] | ["{\"fullAddress\":\"Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong... | ["{\"actnDate\":\"Jan 28, 2022 12:00:00... | 50/F Champion Tower, Three Garden Road, Central, Hong Kong | 香港中環花園道三號冠君大廈五十樓 | 25012614 | 39611168 | joanna.fung@citi.com | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-04-08 00:00:00 | 2024-12-07 00:00:00 |
| AAB893 | CLSA Limited | 中信里昂證券有限公司 | false | true | ["{\"email\":\"hklicense@clsa.com\"}"] | ["{\"website\":\"www.clsa.com\"}"] | ["{\"fullAddress\":\"5/F One Island East, 18 Westlands Road, Hong... | ["{\"actnDate\":\"Dec 30, 2019 12:00:00 AM\",\"codeDesc\":\"Other - See Press... | 18/F One Pacific Place, 88 Queensway, Hong Kong | 香港金鐘道88號太古廣場第1期18樓 | 2600 8255 | 2600 8402 | complaints_compliance@clsa.com | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-04-30 00:00:00 | 2024-11-30 00:00:00 |
| AAC381 | FE Securities Limited | 廣利證券有限公司 | false | true | ["{\"email\":\"admin@fe-sec.com\"}"] | ["null"] | ["{\"fullAddress\":\"2101, 21/F., Five Pacific Place, 28 Hennessy Road, Hong... | [] | 2101, 21/F., Five Pacific Place, 28 Hennessy Road, Hong Kong | 香港軒尼詩道28號太古廣場五座21樓2101室 | 29563838 | 29561132 | ekan@first-eastern.com | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-07-21 00:00:00 | 2023-04-30 00:00:00 |
| AAD291 | Morgan Stanley Asia Limited | 摩根士丹利亞洲有限公司 | false | true | ["{\"email\":\"hklicense@morganstanley.com\"}"] | ["{\"website\":\"www.morganstanley.com\"}"] | ["{\"fullAddress\":\"26/F Global Gateway, 168 Yeung Uk Road & 98 Wang Lung Street, Tsuen Wan... | [] | 30-32, 35-42 & 45-47 Floor Part of Floor 3, 8-9, International Commerce Centre, 1 Austin Road... | 香港九龍柯士甸道西1號 環球貿易廣場3,8-9, 30-32,35-42,45-47樓 | 3963-1520 | 3407-9147 | Espen.Marthinussen@morganstanley.com | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-04-05 00:00:00 | 2024-12-06 00:00:00 |
| AAD401 | Morgan Stanley Hong Kong Securities Limited | false | true | ["{\"email\":\"hklicense@morganstanley.com\"}"] | ["{\"website\":\"www.morganstanley.com\"}"] | ["{\"fullAddress\":\"26/F Global Gateway, 168 Yeung Uk Road & 98 Wang Lung Street, Tsuen Wan New... | [] | 30-32, 35-42 & 45-47 Floor Part of Floor 3, 8-9, International Commerce Centre, 1 Austin Road... | 香港九龍柯士甸道西1號環球貿易廣場3,8-9, 30-32,35-42,45-47樓 | 3963-1520 | 3407-9147 | Espen.Marthinussen@morganstanley.com | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-06-18 00:00:00 | 2024-11-22 00:00:00 | |
| AAI195 | Sinolink Securities (Hong Kong) Company Limited | 國金證券(香港)有限公司 | false | true | ["{\"email\":\"compliancehk@hksinolink.com.hk\"}"] | ["{\"website\":\"www.hksinolink.com.hk\"}"] | ["{\"fullAddress\":\"Unit 3501-08, 35/F, Cosco Tower, 183 Queen's Road Central, Sheung Wan, Hong... | [] | Unit 3501-08, 35/F, Cosco Tower, 183 Queen's Road Central, Sheung Wan, Hong Kong | 香港上環皇后大道中183號中遠大廈35樓3501-08 室 | 35236182 | 21856100 | josephchit@hksinolink.com.hk | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-08-14 00:00:00 | 2024-11-24 00:00:00 |
| AAI650 | China Merchants Securities (HK) Co., Limited | 招商證券(香港)有限公司 | false | true | ["{\"email\":\"compliance@cmschina.com.hk\"}"] | ["{\"website\":\"www.cmschina.com.hk\"}"] | ["{\"fullAddress\":\"17th Floor Tower B Manulife Financial Centre, Nos.223-231 Wai Yip Street,... | [] | 48/F One Exchange Square, 8 Connaught Place, Central, Hong Kong | 香港中環康樂廣場8號交易廣場一期48樓 | (852) 31896191 | (852) 25265288 | Complaint@cmschina.com.hk | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-05-20 00:00:00 | 2024-12-10 00:00:00 |
| AAJ770 | Invesco Hong Kong Limited (trading as Invesco Asia Pacific) | 景順投資管理有限公司(以景順投資管理名義經營業務) | false | true | ["{\"email\":\"hkgregcompliance@invesco.com\"}"] | ["{\"website\":\"www.invesco.com.hk\"}"] | ["{\"fullAddress\":\"45/F, Jardine House, 1 Connaught Place, Central, Hong... | [] | 45/F, Jardine House, 1 Connaught Place, Central, Hong Kong | 45/F, Jardine House, 1 Connaught Place, Central, Hong Kong | 31286008 | hkgregcompliance@invesco.com | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-05-17 00:00:00 | 2024-11-29 00:00:00 | |
| AAK249 | CITIC Securities (Hong Kong) Limited | 中信證券(香港)有限公司 | false | true | ["{\"email\":\"hklicense@clsa.com\"}"] | ["{\"website\":\"www.clsa.com\"}"] | ["{\"fullAddress\":\"19/F, One Pacific Place, 88 Queensway, Hong... | [] | 18/F, One Pacific Place, 88 Queensway, Hong Kong | 香港金鐘道88號太古廣場第1期18樓 | 2600 8255 | 2600 8402 | complaints_compliance@clsa.com | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-07-31 00:00:00 | 2024-11-30 00:00:00 |
| AAV882 | UBS Securities Asia Limited | false | true | ["{\"email\":\"ol-regulatorycompliance-hk@ubs.com\"}"] | ["{\"website\":\"www.ubs.com\"}"] | ["{\"fullAddress\":\"47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong... | ["{\"actnDate\":\"Aug 3, 2021 12:00:00... | 47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8 號國際金融中心二期47-52樓 | 29716536 | haslim.zein@ubs.com | 2003-04-01T00:00:00 | 2024-12-06T00:00:00 | 2003-04-09 00:00:00 | 2024-12-09 00:00:00 |
Number of rows in the full dataset: 5,357