Any questions?
Get in touch!| name_english | name_chinese | ceref | princeref | prin_name_english | prin_name_chinese | lcrole | acttype | act_english | act_chinese | effdate | enddate |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DHILLON Inquilab Singh | AQM704 | AAC198 | Merrill Lynch (Asia Pacific) Limited | RE | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 | |||
| DHILLON Inquilab Singh | AQM704 | AAC352 | Merrill Lynch Far East Limited | RE | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 | |||
| DHILLON Inquilab Singh | AQM704 | AAC352 | Merrill Lynch Far East Limited | RE | 2 | Dealing in Futures Contracts | 期貨合約交易 | 2024-09-02T00:00:00 | |||
| XIE Jun | 謝俊 | AOB779 | ABD523 | SBI China Capital Financial Services Limited | 軟庫中華金融服務有限公司 | RO | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 | |
| XIE Jun | 謝俊 | AOB779 | ABD523 | SBI China Capital Financial Services Limited | 軟庫中華金融服務有限公司 | RO | 4 | Advising on Securities | 就證券提供意見 | 2024-09-02T00:00:00 | |
| XIE Jun | 謝俊 | AOB779 | ABD523 | SBI China Capital Financial Services Limited | 軟庫中華金融服務有限公司 | RO | 9 | Asset Management | 提供資產管理 | 2024-09-02T00:00:00 | |
| WONG Kwok Yin | 王國賢 | AOG831 | AHQ488 | Fortune (HK) Securities Limited | 富強證券有限公司 | RO | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 | |
| WONG Kwok Yin | 王國賢 | AOG831 | ARN695 | Fortune Financial Capital Limited | 富強金融資本有限公司 | RO | 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2024-09-02T00:00:00 | |
| PAN Jinhao | 潘锦豪 | BVI552 | AAF806 | Haitong International Securities Company Limited | 海通國際證券有限公司 | RE | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 | |
| EGAN Kieran James | BVA174 | BFK567 | Goldman Sachs Asset Management (Hong Kong) Limited | 高盛資產管理(香港)有限公司 | RE | 4 | Advising on Securities | 就證券提供意見 | 2024-09-02T00:00:00 | ||
| XIAO TING | 肖婷 | BVC684 | AYE823 | China Industrial Securities International Brokerage Limited | 興證國際證券有限公司 | RE | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 | |
| XIAO TING | 肖婷 | BVC684 | AZH227 | China Industrial Securities International Futures Limited | 興證國際期貨有限公司 | RE | 2 | Dealing in Futures Contracts | 期貨合約交易 | 2024-09-02T00:00:00 | |
| CHOO Tiffany Li-Fang | BVD571 | AAC198 | Merrill Lynch (Asia Pacific) Limited | RE | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 | |||
| CHOO Tiffany Li-Fang | BVD571 | AAC198 | Merrill Lynch (Asia Pacific) Limited | RE | 4 | Advising on Securities | 就證券提供意見 | 2024-09-02T00:00:00 | |||
| CHOO Tiffany Li-Fang | BVD571 | AAC198 | Merrill Lynch (Asia Pacific) Limited | RE | 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2024-09-02T00:00:00 | |||
| ZHU Bingjie | 朱冰杰 | BVE888 | BMC948 | MaiCapital Limited | RE | 4 | Advising on Securities | 就證券提供意見 | 2024-09-02T00:00:00 | ||
| ZHU Bingjie | 朱冰杰 | BVE888 | BMC948 | MaiCapital Limited | RE | 9 | Asset Management | 提供資產管理 | 2024-09-02T00:00:00 | ||
| WANG Charles | BVF149 | BRI951 | Polymer Wealth Management Company Limited | 傲盛財富管理有限公司 | RE | 4 | Advising on Securities | 就證券提供意見 | 2024-09-02T00:00:00 | ||
| WANG Charles | BVF149 | BRI951 | Polymer Wealth Management Company Limited | 傲盛財富管理有限公司 | RE | 9 | Asset Management | 提供資產管理 | 2024-09-02T00:00:00 | ||
| CHEUNG Keefe Yuet Hang | 張悅恒 | BVF603 | ACP555 | Manulife Investment Management (Hong Kong) Limited | 宏利投資管理(香港)有限公司 | RE | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 | |
| LI Caiyao | 李采遙 | BVF693 | BFL327 | BOB International Asset Management Company Limited | 北銀國際資產管理有限公司 | RE | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 | |
| LI Caiyao | 李采遙 | BVF693 | BFL327 | BOB International Asset Management Company Limited | 北銀國際資產管理有限公司 | RE | 4 | Advising on Securities | 就證券提供意見 | 2024-09-02T00:00:00 | |
| LI Caiyao | 李采遙 | BVF693 | BFL327 | BOB International Asset Management Company Limited | 北銀國際資產管理有限公司 | RE | 9 | Asset Management | 提供資產管理 | 2024-09-02T00:00:00 | |
| YU Keyi | 于可熠 | BVF938 | AOK809 | Huatai Financial Holdings (Hong Kong) Limited | 華泰金融控股(香港)有限公司 | RE | 4 | Advising on Securities | 就證券提供意見 | 2024-09-02T00:00:00 | |
| TSUI Kin Wa | 徐建華 | BVG145 | ABS015 | Yuanta Securities (Hong Kong) Company Limited | 元大證券(香港)有限公司 | RE | 1 | Dealing in Securities | 證券交易 | 2024-09-02T00:00:00 |
Number of rows in the full dataset: 533,740