SFC licences data

The latest licences from Hong Kong's Securities and Futures Commission

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name_english name_chinese ceref princeref prin_name_english prin_name_chinese lcrole acttype act_english act_chinese effdate enddate
HO Yui Kwong, Kenny 何銳光 AAA321 AVG428 CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 Dealing in Futures Contracts 期貨合約交易 2024-05-02T00:00:00
HO Yui Kwong, Kenny 何銳光 AAA321 APU820 CMBC Securities Company Limited 民銀證券有限公司 RO 4 Advising on Securities 就證券提供意見 2024-05-02T00:00:00
HO Yui Kwong, Kenny 何銳光 AAA321 APU820 CMBC Securities Company Limited 民銀證券有限公司 RO 1 Dealing in Securities 證券交易 2024-05-02T00:00:00
HO Wing Yuen, Stephen 何永源 ACB944 BUF982 Hong & Hong Partners Limited RO 9 Asset Management 提供資產管理 2024-04-30T00:00:00
HO Wing Yuen, Stephen 何永源 ACB944 BUF982 Hong & Hong Partners Limited RO 4 Advising on Securities 就證券提供意見 2024-04-30T00:00:00
KWANG Kam Shing 關金星 ABP548 AAB026 J.P. Morgan Securities (Far East) Limited RE 6 Advising on Corporate Finance 就機構融資提供意見 2024-04-29T00:00:00
KWANG Kam Shing 關金星 ABP548 AAB026 J.P. Morgan Securities (Far East) Limited RE 4 Advising on Securities 就證券提供意見 2024-04-29T00:00:00
KWANG Kam Shing 關金星 ABP548 AAB026 J.P. Morgan Securities (Far East) Limited RE 1 Dealing in Securities 證券交易 2024-04-29T00:00:00
NG Yuk, Penny 吳玉 AAD136 BMR631 Zundiao Securities Limited 尊迪奧證券有限公司 RO 4 Advising on Securities 就證券提供意見 2024-04-29T00:00:00
NG Yuk, Penny 吳玉 AAD136 BMR631 Zundiao Securities Limited 尊迪奧證券有限公司 RO 1 Dealing in Securities 證券交易 2024-04-29T00:00:00
HO Chor Wan, Laetitia 何礎韻 AFU618 AAP809 AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 4 Advising on Securities 就證券提供意見 2024-04-29T00:00:00
HO Chor Wan, Laetitia 何礎韻 AFU618 AAP809 AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 1 Dealing in Securities 證券交易 2024-04-29T00:00:00
FOO Chi Ming 傅志明 ACE455 AAC662 Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 Asset Management 提供資產管理 2024-04-26T00:00:00
FOO Chi Ming 傅志明 ACE455 AAC662 Quam Asset Management Limited 華富建業資產管理有限公司 RE 4 Advising on Securities 就證券提供意見 2024-04-26T00:00:00
FOO Chi Ming 傅志明 ACE455 AAC662 Quam Asset Management Limited 華富建業資產管理有限公司 RE 1 Dealing in Securities 證券交易 2024-04-26T00:00:00
ENG Tik San 伍滌燊 ADH644 BJP857 Excelerate Fund Management Limited 卓思基金管理有限公司 RE 9 Asset Management 提供資產管理 2024-04-26T00:00:00
CHEUNG Kam Fong 張錦方 ADY085 BQN847 Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 RO 9 Asset Management 提供資產管理 2024-04-25T00:00:00
CHEUNG Kam Fong 張錦方 ADY085 BQN847 Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 RO 4 Advising on Securities 就證券提供意見 2024-04-25T00:00:00
TAM Shun Kin 譚信堅 AFQ640 AEL202 Cinda International Securities Limited 信達國際證券有限公司 RE 1 Dealing in Securities 證券交易 2024-04-25T00:00:00
WONG Ding Pong, Allan 黃定邦 AAA747 AAI619 South China Research Limited 南華資料研究有限公司 RO 4 Advising on Securities 就證券提供意見 2024-04-24T00:00:00

Number of rows in the full dataset: 524,001